Janet M. De La Fuente
Professional summary
Janet Marie De La Fuente, who also goes by Janet Marie Buban, is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois and WOLVERINE TRADING, LLC located in Chicago, Illinois.
Janet is registered as a RR (Registered Representative) and started their career in finance in 2002. Janet has worked at 7 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Janet Marie De La Fuente's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2024 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604November 27, 2024 - Present
WOLVERINE TRADING, LLC
Office #1: 175 W Jackson Suite 200, Chicago, IL 60604March 4, 2020 - March 16, 2023
ELECTRONIC TRANSACTION CLEARING, INC.
February 26, 2020 - May 22, 2024
APEX CLEARING CORPORATION
October 2, 2012 - March 3, 2020
HARRIS ASSOCIATES SECURITIES L.P.
February 23, 2010 - August 22, 2012
NICO SECURITIES, LLC
July 1, 2009 - October 16, 2009
CITADEL SECURITIES LLC
July 23, 2002 - October 5, 2007
HARRIS ASSOCIATES SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WOLVERINE TRADING, LLC
CRD#: 36848 / SEC#: , 8-47484
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, L.P. | MANAGING MEMBER | |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| KULA, JUDITH MARIE | SERIES 27 FINANCIAL & OPERATIONS PRINCIPAL | |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
| Regulatory Event | 63 |
Red Flags
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