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FIRM PROFILE
Overview
WOLVERINE EXECUTION SERVICES, LLC is located at 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604 and was first established at Chicago, Illinois in 07/19/2001. After operating for 24 years, WOLVERINE EXECUTION SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WOLVERINE EXECUTION SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WOLVERINE EXECUTION SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WOLVERINE EXECUTION SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 43 disclosures, 43 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WOLVERINE EXECUTION SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WOLVERINE EXECUTION SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WOLVERINE EXECUTION SERVICES, LLC Comes From
Understanding the Statistics for WOLVERINE EXECUTION SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Small
(312) 884-4000
Illinois since 07/19/2001
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WOLVERINE TRADING, LLC | LIMITED LIABILITY CORPORATION | 36848 | |
| CAVICKE, DAVID | CHIEF LEGAL COUNSEL | 6027073 | |
| KULA, JUDITH MARIE | CHIEF FINANCIAL OFFICER FINOP | 1255502 | |
| MURPHY, PATRICK TIMOTHY | CHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE | 2057769 | |
| MURRAY, CRAIG JOHN | CHIEF COMPLIANCE OFFICER | 6136205 | |
| SOWERS, BRAD ALLEN | ROSFP | 2530780 |
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Advisor's working at WOLVERINE EXECUTION SERVICES, LLC
Kevin Joseph Lee
James Daniel Coughlan
David Philip Dunagan
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