MH
Marci P. Hansen
HAMILTON POINT INVESTMENT ADVISORS
Chapel Hill, NC 27517
Some features on this profile are disabled
CRD#: 4543565
MH
Professional summary
Marci Piddington Hansen, who also goes by Marci Ann Hansen, Marci Ann Piddington, Marci Ann Piddington-hansen, is a registered financial advisor currently at HAMILTON POINT INVESTMENT ADVISORS, LLC located in Chapel Hill, North Carolina.
Marci is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Marci has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marci Ann Hansen | Marci Ann Piddington | Marci Ann Piddington-Hansen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/30/2017 - FOUNDERS WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/27/2017 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 3/5/2018 - Founders Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 10 Hours Per Month During Securities Trading. 3. 2/23/2021 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 09/12/2016 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/23/2021 - Founders Financial Alliance - DBA: (Hybrid) Founders Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 06/15/2020 - 150 Hours Per Month/150 Hours During Securities Trading - Provides Investment advice for a fee. 5. 11/29/2023: Asset Insure, Inc.; At Reported Business Location(s); Insurance Agency; Inv. related; start date 5/13/2019; 145hrs/mo.; 6hrs during trading. 6. 07/02/2024 - The Sovran - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 15 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Marci Piddington Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2025 - Present
HAMILTON POINT INVESTMENT ADVISORS, LLC
Office #1: 100 Europa Drive Suite 425, Chapel Hill, NC 27517RIA
CRD#: 144534
Chapel Hill, NC
Past
March 1, 2018 - November 20, 2024
FOUNDERS FINANCIAL ALLIANCE, LLC
RIA
CRD#: 173011
Chapel Hill, NC
Past
December 5, 2017 - November 19, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
RALEIGH, NC
Past
January 1, 2004 - June 12, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
WALNUT CREEK, CA
Past
November 21, 2003 - June 12, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
WALNUT CREEK, CA
Past
September 26, 2003 - October 27, 2003
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HAMILTON POINT INVESTMENT ADVISORS, LLC
HAMILTON POINT INVESTMENT ADVISORS, LLC
CRD#: 144534 / SEC#: 801-68186
RIA
Registered Investment Advisory firm - (8/20/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HP
HAMILTON POINT INVESTMENT ADVISORS, LLC
HAMILTON POINT INVESTMENT ADVISORS, LLC
CRD#: 144534 / SEC#: 801-68186
RIA
Registered Investment Advisory firm - (8/20/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Europa Drive Suite 425, Chapel Hill, NC 27517
Mailing Address
Phone number
(919) 636-3765
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 1,065,602,758 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAMILTON POINT INVESTMENT ADVISORS, LLC
CRD#: 144534Chapel Hill, NC 27517TRUST BUT VERIFY
Monitor Marci Hansen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
