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James A Longo JR

James A. Longo

CORA CAPITAL ADVISORS
OAKBROOK TERRACE, IL 60181
Some features on this profile are disabled
CRD#: 4542543
James A Longo JR

Professional summary

James A Longo JR, CFP®, who also goes by Jim Longo, is a registered financial advisor currently at CORA CAPITAL ADVISORS located in Oakbrook Terrace, Illinois and SAXONY SECURITIES, INC. located in Oakbrook Terrace , Illinois.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Estate Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Investment Planning
Business Succession Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases

Jim Longo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Longo JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

September 9, 2025 - Present

CORA CAPITAL ADVISORS

Office #1: 17w220 22nd St Suite 410, Oakbrook Terrace, IL 60181
RIA
CRD#: 318134
OAKBROOK TERRACE, IL
Current

November 7, 2025 - Present

SAXONY SECURITIES, INC.

Office #1: 17 W 220 22nd Street Suite 410a, Oakbrook Terrace , IL 60181
BD
CRD#: 115547
Oakbrook Terrace , IL
Past

January 24, 2025 - November 11, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
MARLTON, NJ
Past

January 24, 2025 - November 11, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
MARLTON, NJ
Past

June 24, 2002 - January 24, 2025

OSAIC FA, INC.

RIA
CRD#: 3978
Oakbrook Terrace, IL
Past

June 7, 2002 - March 27, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 7, 2002 - January 24, 2025

OSAIC FA, INC.

BD
CRD#: 3978
Oakbrook Terrace, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CORA CAPITAL ADVISORS
CORA CAPITAL ADVISORS | CORA CAPITAL ADVISORS LLC

CRD#: 318134 / SEC#: 801-123101

RIA
Registered Investment Advisory firm - (1/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/7/2025)
RR
Florida
(11/7/2025)
RR
Georgia
(11/7/2025)
IAR
Illinois
(9/9/2025)
RR
Illinois
(11/7/2025)
RR
North Carolina
(11/13/2025)
RR
Oklahoma
(11/7/2025)
RR
South Carolina
(11/7/2025)
RR
Utah
(11/7/2025)
RR
Wisconsin
(11/7/2025)
RR
Wyoming
(11/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/20/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CORA CAPITAL ADVISORS
CORA CAPITAL ADVISORS | CORA CAPITAL ADVISORS LLC

CRD#: 318134 / SEC#: 801-123101

RIA
Registered Investment Advisory firm - (1/21/2022 Approved)
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Contact information

Main Address
4 Eves Drive Suite B100, Marlton, NJ 08053
Mailing Address
Phone number
(856) 513-8600
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CORA CAPITAL ADVISORS DISCLOSURE BROCHURE (12/16/2025)

Regulatory assets under management

Total Number of Accounts1,755
AUM (Assets Under Management)$ 587,524,745

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
07/29/2024
Cover Page
Report
01/10/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORA CAPITAL ADVISORS

CRD#: 318134Oakbrook Terrace, IL 60181

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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