Kok-wah Chee
Professional summary
Kok-wah Chee is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in New York, New York.
Kok-wah is registered as a RR (Registered Representative) and started their career in finance in 2004. Kok-wah has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kok-wah Chee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2025 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 299 Park Avenue 5th Floor, New York, NY 10171July 7, 2022 - December 31, 2024
MARINER GROUP CAPITAL MARKETS, LLC
May 8, 2008 - September 30, 2011
ALTIMA SECURITIES LP
March 24, 2006 - April 23, 2008
FURTHER LANE SECURITIES, L.P.
May 11, 2005 - December 21, 2005
EXGEN SECURITIES LLC
February 18, 2005 - April 28, 2005
MULTITRADE SECURITIES LLC
October 28, 2004 - January 4, 2005
FAIRVIEW SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationFINRA
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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