Jon A. Novak
Professional summary
Jon Anthony Novak, who also goes by Jon Anthony Novak, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Cleveland, Ohio.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2002. Jon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 57, Series 79, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Anthony Novak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2023 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 200 Public Square 6th Floor, Cleveland, OH 44114August 26, 2021 - May 30, 2023
CHARLES SCHWAB & CO., INC.
August 26, 2021 - May 30, 2023
CHARLES SCHWAB & CO., INC.
July 13, 2010 - January 14, 2020
THE HUNTINGTON INVESTMENT COMPANY
August 7, 2003 - September 20, 2004
NATCITY INVESTMENTS, INC.
August 12, 2002 - September 5, 2002
IDS LIFE INSURANCE COMPANY
August 12, 2002 - September 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
(6/12/2023)
Exams
FINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| HOHENSTEIN, THOMAS | CFO | 3123815 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
