NY
Nicholas B. Yeomans
YOUR RETIREMENT COACH
Marietta, GA 30060
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CRD#: 4541379
NY
Professional summary
Nicholas B Yeomans, CFP®, who also goes by Nic Yeomans, Nicholas B Yeomans Mr., is a registered financial advisor currently at YOUR RETIREMENT COACH located in Marietta, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Nicholas has worked at 3 firms and has passed the Series 66, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nic Yeomans | Nicholas B Yeomans Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARIETTA SQUARE PROPERTIES, LLC POSITION: Partner NATURE: This is a holding LLC for the building we own that our RIA/Financial Advisory practice operates out of. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/15/2016 ADDRESS: 61 Atlanta Street, Marietta GA 30060, United States DESCRIPTION: My partner and I own this LLC and though it we lease the space to our practice. We spend time re the tax returns and reporting on the LLC.We also spend time with contractors as needed to maintain building. 2. YEOMANS CONSULTING GROUP, INC. POSITION: President, CCO, and Investment Advisor Representative NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/31/2012 ADDRESS: 61 Atlanta Street, Marietta GA 30060, United States DESCRIPTION: Meet with clients; financial planning, presenting recommendations in all areas of financial, investment, retirement, insurance, tax, and estate planning. 3. NORTH METRO CHURCH POSITION: Elder NATURE: My Church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 2305 Ernest Barrett Parkway, Marietta GA 30064, United States DESCRIPTION: I assist in providing spiritual direction and accountability to church leadership. 4. SUGAR SAND ESCAPES, LLC POSITION: Manager/Principal Owner NATURE: This is a single member LLC that owns a real estate investment property in Florida. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2021 ADDRESS: 1407 Downington View, Acworth GA 30101, United States DESCRIPTION: I oversee an investment property and work with a property management company to assist me. 5. ESL Advisors; Investment-Related: No; Atlanta, GA; Consulting firm for entrepreneurs looking to sell their business; Title: Referral Partner; Start Date: November 2024; Hours/month: less than 5; Hours/month during trading hours: less than 5; He will make referrals to ESL Advisors and assist with planning/implementation and be compensated for those referrals.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas B Yeomans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
June 23, 2004 - Present
YOUR RETIREMENT COACH
Office #1: 61 Atlanta Street Se, Marietta, GA 30060RIA
CRD#: 125573
Marietta, GA
Past
October 31, 2005 - October 25, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
MARIETTA, GA
Past
April 30, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YR
YOUR RETIREMENT COACH
YEOMANS & BLACK CONSULTING, INC. | YOUR RETIREMENT COACH, INC. | YOUR RETIREMENT COACH | YEOMANS CONSULTING GROUP, INC.
CRD#: 125573 / SEC#: 801-96287
RIA
Registered Investment Advisory firm - (5/29/2015 Approved)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(6/23/2004)
IAR
Texas(6/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
YR
YOUR RETIREMENT COACH
YEOMANS & BLACK CONSULTING, INC. | YOUR RETIREMENT COACH, INC. | YOUR RETIREMENT COACH | YEOMANS CONSULTING GROUP, INC.
CRD#: 125573 / SEC#: 801-96287
RIA
Registered Investment Advisory firm - (5/29/2015 Approved)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
61 Atlanta Street Se, Marietta, GA 30060
Mailing Address
Phone number
(770) 427-5227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,460 |
| AUM (Assets Under Management) | $ 377,067,797 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
