William D. Theis

LASALLE INVESTMENT ADVISORS

Lisbon, WI

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CRD#: 4541180

Professional summary

William Daniel Theis is a registered financial advisor currently at LASALLE INVESTMENT ADVISORS, INC. located in Lisbon, Wisconsin and SUPERIOR FINANCIAL SERVICES,INC. located in Lisbon, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

?the name of the other business; Superior Financial Services ?whether the business is investment-related Yes ?the address of the other business; N168W21931 Main Street Jackson, WI 53037 ?the nature of the other business; Servicing Clients ?your position; Financial Advisor/ Registered Representative ?title, or relationship with the other business; Brokerage Services ?the start date of your relationship; 7/6/2021 ?the approximate number of hours/month you devote to the other business; 10 Hours / Week ?the number of hours you devote to the other business during securities trading hours; 30 Hours / Week ?and briefly describe your duties relating to the other business; Managed Clients' Portfolios and help them reach their Financial Goals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Daniel Theis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2017 - Present

LASALLE INVESTMENT ADVISORS, INC.

RIA

CRD#: 109303

Lisbon, WI

Current

July 6, 2017 - Present

SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165

Lisbon, WI

Past

September 5, 2008 - July 6, 2017

FREEDOM INVESTORS CORP.

RIA

CRD#: 23714

HUBERTUS, WI

Past

September 5, 2008 - July 6, 2017

FREEDOM INVESTORS CORP.

CRD#: 23714

HUBERTUS, WI

Past

July 17, 2006 - September 3, 2008

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

MENOMONEE FALLS, WI

Past

March 2, 2005 - August 25, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PEWAUKEE, WI

Past

July 24, 2003 - September 3, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(1/31/2018)

Ohio
(7/6/2017)

Wisconsin
(7/6/2017)

IAR

Wisconsin
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/22/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/7/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE INVESTMENT ADVISORS, INC.

LASALLE INVESTMENT & BUSINESS MANAGEMENT SERVICES INC | LASALLE INVESTMENT ADVISORS, INC. | LASALLE INVESTMENT ADVISORS

CRD#: 109303 / SEC#: 801-132648

Wisconsin

Registered Investment Advisory firm - (7/23/2012 Approved)

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Contact information

Main Address

1133 Quail Court Suite 100, Pewaukee, WI 53072

Mailing Address

Phone number

(262) 650-1099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 119,132,694

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William D. Theis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Daniel Theis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPERIOR FINANCIAL SERVICES,INC.

FREEDOM INVESTORS CORP.

FREEDOM INVESTORS CORP.

INVESTMENT ADVISORS INTERNATIONAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2005

Series 63

Date: 3/5/2003

SIE

Date: 10/1/2018

Series 6

Date: 7/22/2003

Series 26

Date: 8/7/2003

FINRA

Current Firm

LASALLE INVESTMENT ADVISORS, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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