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Find, Compare and Monitor Financial Advisors at SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SUPERIOR FINANCIAL SERVICES,INC. is located at N168 W21931 Main Street, Jackson, WI 53037 and was first established at Chicago, Wisconsin in 04/10/2000. After operating for 26 years, SUPERIOR FINANCIAL SERVICES,INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUPERIOR FINANCIAL SERVICES,INC.’s clients are individuals and 0% of their clients are high net worth individuals. SUPERIOR FINANCIAL SERVICES,INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUPERIOR FINANCIAL SERVICES,INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUPERIOR FINANCIAL SERVICES,INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUPERIOR FINANCIAL SERVICES,INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SUPERIOR FINANCIAL SERVICES,INC. Comes From

Understanding the Statistics for SUPERIOR FINANCIAL SERVICES,INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
N168 W21931 Main Street, Jackson, WI 53037
Mailing Address
Po Box 139, Jackson, WI 53037
Firm Size
Small
Phone Number
(262) 677-9036
Established
Wisconsin since 04/10/2000
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HAESE, DEBRA ANNVICE PRES/SECRETARY2273663
HAESE, WILLIAM REINHARDTPRES/TREAS/PRINC/FINOP/CCO1549272

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Advisor's working at SUPERIOR FINANCIAL SERVICES,INC.

WH

William Reinhardt Haese

William Reinhardt Hease
IAR
RR
CRD#: 1549272
Location:
Jackson, WI 53037
Company:
HAESE FINANCIAL GROUP INC
Disclosures:
Experience:
39 years
View Profile
DN

Derek Jon Nowatzki

IAR
RR
CRD#: 4504893
Location:
Mableton, GA
Company:
HAESE FINANCIAL GROUP INC
Disclosures:
Experience:
23 years
View Profile
WT

William Daniel Theis

IAR
RR
CRD#: 4541180
Location:
Lisbon, WI
Company:
LASALLE INVESTMENT ADVISORS, INC.
Disclosures:
Experience:
22 years
View Profile
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