Klint L. Armitstead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Klint Lynn Armitstead, who also goes by Klint Armitstead, was a registered financial professional .
Klint is a previously registered financial professional and started their career in finance in 2002. Klint had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2013 - August 21, 2015
STRATEGIC ADVISERS LLC
January 7, 2011 - August 11, 2015
FIDELITY BROKERAGE SERVICES LLC
June 19, 2003 - August 26, 2004
SCOTTRADE, INC.
October 8, 2002 - June 16, 2003
MORGAN STANLEY DW INC.
August 7, 2002 - June 16, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
