Terry M. King
THRIVENT INVESTMENT MANAGEMENT
Bay St Louis, MS 39520
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CRD#: 4539911
Professional summary
Terry Michael King, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Bay St Louis, Mississippi.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Terry has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROTARY REBUILDS SLIDELL POSITION: Board Member NATURE: Founded in 2005 to assist in the reconstruction of the City of Slidell after Katrina. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: PO Box 4012, Slidell LA 70459, United States DESCRIPTION: Current duties involve voting on funds to be distributed to various charities or causes. KOINOS PROPERTIES LLC POSITION: Managing Member NATURE: This activity is an office that will be occupied by the Central Gulf Coast Team LLC and, potentially, other tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2021 ADDRESS: 28661 Krentel Road, lacombe LA 70445, United States DESCRIPTION: I will be the landlord and responsible for ensuring that repairs are performed. END DIAMONDHEAD UNCERTAINTY POSITION: CEO NATURE: The subdivision where I live is going through major changes as it transitions from a subdivision governed by a Property Owner's Association to a city. Because there are literally millions of dollars of amenities that are owned by the POA and the covenants of the neighborhood are expiring, which will reduce mandatory revenue, this group was developed to provide education to the community and input to the POA and city government about these transitions. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 7954 Hapuna Place, Diamondhead MS 39525, United States DESCRIPTION: I will be expected to chair quarterly meetings of members of this non-profit organization and communicate with stakeholders. ROTARY CLUB OF SLIDELL POSITION: Foundation Chair NATURE: Rotary International is a service organization dedicated to bringing peace and understanding to the world. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: P.O. Box 888, Slidell LA 70459, United States DESCRIPTION: The foundation chair communicates with the board and the club about activities occurring with Rotary Foundation and how the club may participate. TERRY M KING POSITION: Author NATURE: I'm publishing two books about a challenging legal situation in my life involving corrupt government officials that have now been sent to prison or otherwise removed from office.There is no discussion of securities or insurance related matters, but there is discussion about financial crimes committed by some of the individuals. At no point, do I even mention that I'm employed by Thrivent, but I do mention that I work for a faith based financial company. We will likely sell some miscellaneous merchandise, as well. I have also been asked to assist in a documentary concerning the books. I will not be involved in sales or distribution, but I will likely appear in it, if successful. There may be other follow-up projects, podcasts, media interviews, etc. associated with the project. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 79301 Diamondhead Dr E, Diamondhead MS 39525, United States DESCRIPTION: Writing a historical account of public corruption in and around St Tammany Parish, Louisiana. CONCERNED CITIZENS OF ST. TAMMANY POSITION: Board Member NATURE: The Concerned Citizens of St. Tammany is a group that works to hold local government accountable through communication of activities in various media types. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2017 ADDRESS: 100 Mission Dr, Ste 4, Slidell LA 70460, United States DESCRIPTION: I am on the investigative committee for CCST.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Michael King's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terry Michael King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
January 27, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 13131 Ms Hwy 603, Bay St Louis, MS 39520Office #2: 8966 Interline Avenue, Baton Rouge, LA 70809RIA
BD
CRD#: 18387
Bay St Louis, MS
Current
July 18, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 13131 Ms Hwy 603, Bay St Louis, MS 39520Office #2: 8966 Interline Avenue, Baton Rouge, LA 70809RIA
BD
CRD#: 18387
Bay St Louis, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2007)
RR
Arizona(5/6/2016)
RR
Arkansas(11/13/2020)
RR
Florida(8/12/2004)
RR
Georgia(6/21/2005)
RR
Illinois(12/2/2020)
RR
Louisiana(7/19/2002)
IAR
Louisiana(1/27/2004)
RR
Michigan(8/31/2021)
RR
Mississippi(7/24/2002)
IAR
Mississippi(12/19/2007)
RR
New Mexico(8/1/2024)
RR
South Carolina(1/29/2021)
RR
Tennessee(5/10/2023)
RR
Texas(2/28/2020)
IAR
Texas(3/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
