JP
Jeffrey E. Pascoe
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Camp Hill, PA 17011
Some features on this profile are disabled
CRD#: 4539639
JP
Professional summary
Jeffrey E Pascoe, who also goes by Jeffrey Edward Pascoe, Jeffrey Pascoe, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Camp Hill, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lansdale, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Edward Pascoe | Jeffrey Pascoe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE, 425 MAIN STREET HARLEYSVILLE PA, 02/2022, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 5HR/MO 5HR/MO TRADING 2) P.I.A.A. OFFICIAL, 118 SNOOPY LANE SCHWENKSVILLE PA, 12/2017, REFEREE, SCHOOL SPORTING EVENTS, NIR, 8 HR/MONTH 2 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MONTH 40 HR/MONTH TRADING 4) CONTE WEALTH ADVISORS, 2009 MARKET STREET CAMP HILL, 05/2024, IAR, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 5) ALPHA SOLUTIONS MANAGEMENT, 107 Park View Lane, Royersford PA 19468, United States, 07/15/2024, Agent, 1099 Contractor, NIR, 2 HR/MO 2 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey E Pascoe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2009 Market St. Ste A, Camp Hill, PA 17011Office #3: 1690 Sumney Town Pike Ste. 250, Lansdale, PA 19446RIA
CRD#: 134139
Camp Hill, PA
Current
February 8, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1690 Sumney Town Pike Ste. 250, Lansdale, PA 19446Office #2: 2009 Market St, Camp Hill, PA 17011BD
CRD#: 39543
Lansdale, PA
Past
June 12, 2018 - February 9, 2022
EDWARD JONES
RIA
CRD#: 250
SOUDERTON, PA
Past
March 20, 2018 - February 9, 2022
EDWARD JONES
BD
CRD#: 250
SOUDERTON, PA
Past
September 8, 2014 - December 2, 2016
PAYCHEX SECURITIES CORPORATION
BD
CRD#: 39733
Norristown, PA
Past
October 3, 2011 - April 27, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
OREFIELD, PA
Past
January 11, 2006 - August 15, 2011
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ALLENTOWN, PA
Past
August 23, 2002 - January 11, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(2/8/2022)
RR
Pennsylvania(2/8/2022)
IAR
Pennsylvania(2/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
