Joshua B. Helman

SMARTPLAN INVESTING

TAMPA, FL 33611

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CRD#: 4539629

Professional summary

Joshua Bennett Helman, who also goes by Joshua B Helman, is a registered financial advisor currently at SMARTPLAN INVESTING located in Tampa, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joshua has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua B Helman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NON-INVESTMENT RELATED WORK AS INDEPENDENT CONTRACTOR EMERGENCY PHYSICIAN: PHYSICIAN (M.D.)PRACTICING EMERGENCY MEDICINE(TREATING EMERGENCY PATIENTS) AT VARIOUS HOSPITALS 60 HOURS/MONTH OF WHICH 20 HOURS/MONTH ARE DURING SECURITIES TRADING HOURS. FLORIDA REGISTERED INSURANCE AGENT SINCE 05/2002(NOT INVESTMENT RELATED), 3213 W LEILA AVE, TAMPA, FL, LESS THAN 10 HOURS/MONTH. SELF EMPLOYED PHYSICIAN AND INSURANCE SALESPERSON.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Bennett Helman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2007 - Present

SMARTPLAN INVESTING

Office #1: 3213 W Leila Ave, Tampa, FL 33611

RIA

CRD#: 141977

TAMPA, FL

Past

December 20, 2005 - April 10, 2007

XEXIS, INC.

RIA

CRD#: 134916

LAKE MARY, FL

Past

July 3, 2002 - August 23, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/2/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMARTPLAN INVESTING

FINANCIAL PLANNING COUNSELORS, INC. | SMARTPLAN INVESTING

CRD#: 141977 / SEC#:

Florida

Registered Investment Advisory firm - (7/18/2002 Approved)

Georgia

Registered Investment Advisory firm - (7/1/2013 Approved)

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Contact information

Main Address

14255 Us Highway 1 Suite 240, Juno Beach, FL 33408

Mailing Address

Phone number

(561) 744-9516

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua B. Helman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Bennett Helman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMARTPLAN INVESTING

XEXIS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2005

Series 63

Date: 7/26/2002

Series 6

Date: 7/2/2002

Current Firm

SMARTPLAN INVESTING

Contact information

Documents

Red Flags

Company Information

SMARTPLAN INVESTING

TRUST BUT VERIFY

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