Corrie F. Scoby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corrie Faulk Davis Scoby, who also goes by Corrie Faulk Davis, was a registered financial professional .
Corrie is a previously registered financial professional and started their career in finance in 2002. Corrie had worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, SIE, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - November 14, 2023
CENTER STREET ADVISORS, INC.
August 25, 2021 - November 14, 2023
CENTER STREET SECURITIES, INC.
March 22, 2017 - November 14, 2023
ARETE WEALTH ADVISORS, LLC
October 25, 2012 - October 29, 2019
FINANCIAL RESOURCE MANAGEMENT, INC.
February 14, 2012 - November 14, 2023
ARETE WEALTH MANAGEMENT, LLC
September 13, 2007 - October 13, 2010
MORGAN KEEGAN & COMPANY, LLC
September 14, 2004 - September 4, 2007
B. RILEY WEALTH MANAGEMENT
December 18, 2002 - September 14, 2004
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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