RM
Robert P. Martin
CARY STREET PARTNERS
Roanoke, VA 24011
Some features on this profile are disabled
CRD#: 4539274
RM
Professional summary
Robert Preston Martin, who also goes by Bob Martin, Robert Preston Martin Sr., is a registered financial advisor currently at CARY STREET PARTNERS located in Roanoke, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Martin | Robert Preston Martin Sr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: Second Presbyterian Church, Investment-related: yes, Address: 214 Mountain Ave. Roanoke, VA 24016, Nature: Presbyterian Church, Position: Vice Treasurer, Start Date: 2023-07-03, Hrs/month: 2 hrs, Hrs/month - trading: 0 hrs, Duties: uncompensated position, a session member for local church 2) Name: Client Revocable Declaration of Trust Amended and Restated May 22, 2018, Investment Related: Yes, 3574 Peakwood Drive Roanoke, VA 24014, Business Nature: Client, Position: Co-Trustee, Start: 2022-02-08, Hrs Per Month: 0, Hrs Per Month Trading: 1, Compensation Type: No Compensation, Business Description: Co-Trustee of trust for client under certain circumstances 3) Name: Trustee for Client, Investment Related: Yes, 1551 Pipers Lane Buchanan, VA 24066, Business Nature: Client, Position: Trustee, Start: 2021-08-03, Hrs Per Month: 0, Hrs Per Month Trading: 1, Compensation Type: Commission, Business Duty Description: Would act as Trustee of trust accounts in the event of client's death 4) Name: Martin Lake Property-VRBO; Investment Related: Yes; Address: 850 Gangplank Road, #317 Moneta, VA 24121; Nature: Rental property; Position: Owner; Start: 2023-07-03; Hrs per month: 120; Hrs per month trading: 0; Compensation Type: other; Description: We own a condominium at Smith Mountain Lake and intend to periodically rent the property and receive income. The income estimate assumes about 5 or 6 rentals throughout the year and would be approximately $10,000 to $12,000 per year. I need approval to proceed. Thank you Other Business Name: Roanoke Round Table Address:3205 Avenham Avenue, Roanoke, VA 24014-1370 Investment-Related?No Nature of the Other Business:Trade Association Postion at Other Business:Secretary Title at Other Business:Secretary Relationship with Other BusinessNo Start Date of your Relationship:2/5/2025-2/5/2026 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:4 Number of Hours devoted to other business during securities trading hours:1 Will you be compensated for the OBA?:No Description of duties related to other Business:keep track of members; prepare agenda for each meeting; coordinate new member invitations, etc. This entity is solely together to provide education and information to its members are community business activities. It has no compensation for officers, no website, and no business address.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Preston Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2022 - Present
CARY STREET PARTNERS
Office #1: 601 S. Jefferson Street Suite 410, Roanoke, VA 24011RIA
CRD#: 128545
Roanoke, VA
Past
October 17, 2019 - August 29, 2022
DIXON, HUBARD, FEINOUR & BROWN, INC.
RIA
CRD#: 110777
ROANOKE, VA
Past
January 15, 2013 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
HENRICO, VA
Past
January 14, 2013 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GLEN ALLEN, VA
Past
May 27, 2003 - November 19, 2012
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ROANOKE, VA
Past
April 30, 2003 - November 19, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ROANOKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(8/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
