Stephen T. Scandura
Professional summary
Stephen Thomas Scandura is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2005. Stephen has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Thomas Scandura's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2026 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017November 4, 2022 - December 19, 2025
INTREPID INVESTMENT BANKERS LLC
September 11, 2015 - December 19, 2025
MUFG SECURITIES AMERICAS INC.
June 28, 2012 - September 14, 2015
DEUTSCHE BANK SECURITIES INC.
February 8, 2012 - June 14, 2012
RBC CMA LTD
August 19, 2008 - June 14, 2012
RBC CAPITAL MARKETS, LLC
September 8, 2006 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2006 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2005 - August 1, 2006
NYLIFE SECURITIES LLC
January 28, 2005 - October 5, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
