Timothy J. Lackey

CENTERED FINANCIAL

Carlsbad, CA 92011

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CRD#: 4538907

Professional summary

Timothy J. Lackey is a registered financial advisor currently at CENTERED FINANCIAL located in Carlsbad, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Timothy has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Deep Tan Inc., NON-INVESTMENT RELATED, 2744 CARLSBAD BLVD. , SUITE 118. CARLSBAD, CA. 92008, TANNING SALON PARTNER, START DATE 12/1/2008, 5 HOURS A MONTH, 0 HOURS DURING TRADING HOURS, BUSINESS FOR SPOUSE Fixed insurance agent. Not investment-related. Maintains existing insurance policies and is able to sell fixed insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J. Lackey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2020 - Present

CENTERED FINANCIAL

Office #1: 701 Palomar Airport Road, Suite 300, Carlsbad, CA 92011

RIA

CRD#: 304535

Carlsbad, CA

Past

December 10, 2010 - March 5, 2020

ANCHOR BAY CAPITAL, INC.

RIA

CRD#: 116913

CARLSBAD, CA

Past

September 7, 2005 - March 5, 2020

ANCHOR BAY SECURITIES, LLC

CRD#: 47360

CARLSBAD, CA

Past

May 22, 2003 - August 23, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CARLSBAD, CA

Past

November 21, 2002 - August 23, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/9/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/29/2002

General Securities Representative Examination

Current Firm

CENTERED FINANCIAL

CENTERED FINANCIAL | CENTERED FINANCIAL LLC

CRD#: 304535 / SEC#:

California

Registered Investment Advisory firm - (7/16/2019 Approved)

Texas

Registered Investment Advisory firm - (3/13/2020 Conditional Restricted)

Utah

Registered Investment Advisory firm - (7/17/2019 Approved)

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Contact information

Main Address

701 Palomar Airport Road Suite 300, Carlsbad, CA 92011

Mailing Address

Phone number

(760) 931-4729

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 59,077,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Lackey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J. Lackey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTERED FINANCIAL

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY SECURITIES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2002

SIE

Date: 10/1/2018

Series 31

Date: 11/9/2002

Series 7

Date: 7/29/2002

Current Firm

CENTERED FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTERED FINANCIAL

TRUST BUT VERIFY

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