Charles V. Chera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Vincent Chera, who also goes by Charles V Chera, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2003 - December 31, 2012
HAZARD & SIEGEL, INC.
April 28, 2003 - July 31, 2003
WALL STREET FINANCIAL GROUP, INC.
January 3, 2002 - April 11, 2003
WALL STREET FINANCIAL GROUP, INC.
July 13, 2000 - December 31, 2001
CADARET, GRANT & CO., INC.
February 23, 2000 - July 18, 2000
1ST GLOBAL CAPITAL CORP.
October 1, 1999 - December 2, 1999
UVEST FINANCIAL SERVICES GROUP, INC.
May 26, 1998 - October 13, 1999
LPL FINANCIAL LLC
March 1, 1996 - July 2, 1997
MML INVESTORS SERVICES, LLC
January 10, 1986 - March 1, 1996
G. R. PHELPS & CO., INC.
June 12, 1984 - December 21, 1985
MML INVESTORS SERVICES, LLC
June 12, 1984 - December 23, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
September 10, 1981 - March 17, 1982
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1969
Registered Representative ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
