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EB

Erin E. Baskett

MARKET SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 4538604
EB

Professional summary

Erin Elaine Baskett, who also goes by Erin Baskett, Erin Elaine Dougherty, Erin Elaine Lohbeck, is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York and OCP CAPITAL, LLC located in Wellington, Florida.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2010. Erin has worked at 26 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Erin Baskett | Erin Elaine Dougherty | Erin Elaine Lohbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erin Elaine Baskett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2019 - Present

MARKET SECURITIES, LLC

Office #1: 75 Broad Street 7th Floor, New York, NY 10004
BD
CRD#: 283701
NEW YORK, NY
Current

February 2, 2019 - Present

OCP CAPITAL, LLC

BD
CRD#: 143381
Wellington, FL
Current

June 21, 2019 - Present

AXIS CAPITAL USA, LLC

Office #1: 405 Lexington Avenue Suite 714, New York, NY 10174Office #2: 405 Lexington Ave Suite 714, New York, NY 10174
BD
CRD#: 293368
NEW YORK, NY
Current

November 2, 2020 - Present

CBC SECURITIES, INC.

Office #1: 250 Hammond Pond Parkway Unit 1412n, Newton, MA 02467
BD
CRD#: 46153
Newton, MA
Current

February 18, 2021 - Present

FORTE SECURITIES LLC

Office #1: 199 Water Street 9th Floor, New York, NY 10038
BD
CRD#: 38373
New York, NY
Current

May 4, 2022 - Present

DMK ADVISOR GROUP, INC.

Office #1: 8625 S.w. Cascade Ave. Ste. 260, Beaverton, OR 97008
RIA
BD
CRD#: 41067
Beaverton, OR
Current

June 10, 2024 - Present

KRAKEN SECURITIES

Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Office #2: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301
BD
CRD#: 324343
FORT LAUDERDALE, FL
Current

August 15, 2024 - Present

SINE QUA NON CAPITAL LLC

Office #2: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 330483
Delray Beach, FL
Current

October 20, 2024 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
BD
CRD#: 21000
St. Louis Park, MN
Current

May 29, 2025 - Present

WELLFLEET INVESTMENTS LLC

Office #1: 85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001
BD
CRD#: 18488
Floral Park, NY
Current

April 30, 2026 - Present

WEBULL SECURITIES (US) LLC

Office #1: 200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
BD
CRD#: 337940
ST. PETERSBURG, FL
Past

March 27, 2024 - April 25, 2024

APEX FINTECH BROKERAGE SERVICES

BD
CRD#: 305818
DALLAS, TX
Past

March 20, 2024 - April 29, 2026

ATOMIC VAULTS SECURITIES, LLC

BD
CRD#: 317194
Delray Beach, FL
Past

September 28, 2023 - November 27, 2023

Z-SQUARED SECURITIES, LLC

BD
CRD#: 309321
NEW YORK, NY
Past

August 10, 2023 - November 13, 2025

MAIN STREET SECURITIES LLC

BD
CRD#: 324347
AUSTIN, TX
Past

July 18, 2023 - March 10, 2026

CRESCENDO MARKETS LLC

BD
CRD#: 298072
NEW YORK, NY
Past

March 13, 2023 - March 10, 2026

CLICK CAPITAL MARKETS

BD
CRD#: 168376
SCOTTSDALE, AZ
Past

October 24, 2022 - March 10, 2026

MONEY.NET SECURITIES LLC

BD
CRD#: 317568
New Rochelle, NY
Past

May 5, 2022 - August 19, 2022

FREC SECURITIES LLC

BD
CRD#: 316641
SAN FRANCISCO, CA
Past

October 5, 2021 - March 9, 2026

LGA CAPITAL

BD
CRD#: 282415
ROCKVILLE, MD
Past

November 2, 2020 - March 9, 2026

LIQUIDITY.IO, LLC

BD
CRD#: 289499
BOCA GRANDE, FL
Past

April 8, 2020 - January 13, 2023

ETORO USA SECURITIES INC.

BD
CRD#: 298361
Hoboken, NJ
Past

January 31, 2019 - July 13, 2022

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
New York, NY
Past

September 26, 2014 - May 13, 2016

AUTONOMOUS RESEARCH LLP

BD
CRD#: 150232
LONDON,
Past

March 21, 2013 - April 12, 2019

AUTONOMOUS RESEARCH US LP

BD
CRD#: 165290
NEW YORK, NY
Past

September 5, 2012 - April 4, 2013

AUTONOMOUS RESEARCH LLP

BD
CRD#: 150232
NEW YORK, NY
Past

June 22, 2011 - August 14, 2012

SMITH, MOORE & CO.

RIA
CRD#: 3441
CLAYTON, MO
Past

July 16, 2010 - August 14, 2012

SMITH, MOORE & CO.

BD
CRD#: 3441
CLAYTON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/10/2022)
RR
Massachusetts
(1/27/2023)
RR
Missouri
(9/5/2023)
RR
New York
(2/2/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/1/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/27/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/19/2021
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/19/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/8/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/15/2010
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEBULL SECURITIES (US) LLC
WEBULL SECURITIES (US) LLC

CRD#: 337940 / SEC#: , 8-71394

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
Mailing Address
200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
Phone number
(917) 725-2408
Established
Delaware since 02/21/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.SOLE MEMBER
AHMED, MOSTAFIZUR RAHMANCHIEF COMPLIANCE OFFICER5470511
BASKETT, ERIN ELAINECHIEF EXECUTIVE OFFICER4538604
BEVAUN, MARLONFINOP / CHIEF FINANCIAL OFFICER6259795
TAYLOR, MICAH ANTHONY MR.GENERAL COUNSEL2890693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEBULL SECURITIES (US) LLC

CRD#: 337940New York, NY 10004

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