Christopher T. Mccaffety
Professional summary
Christopher Todd Mccaffety, who also goes by Chris Todd Mccaffety, Chris Mccaffety, Christopher T Mccaffety, is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in Houston, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Todd Mccaffety's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2019 - Present
HINES PRIVATE WEALTH SOLUTIONS LLC
Office #1: 845 Texas Avenue Suite 3300, Houston, TX 77002April 18, 2018 - October 1, 2018
WELLESLEY ASSET MANAGEMENT, INC.
March 12, 2018 - September 28, 2018
FORESIDE FUND SERVICES, LLC
October 5, 2015 - October 10, 2017
MANULIFE INVESTMENT MANAGEMENT (US) LLC
August 5, 2015 - October 9, 2017
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
October 28, 2014 - July 13, 2015
SELECT CAPITAL CORPORATION
March 19, 2007 - October 14, 2014
HINES PRIVATE WEALTH SOLUTIONS LLC
November 30, 2006 - March 21, 2007
COREBRIDGE CAPITAL SERVICES, INC.
February 2, 2004 - December 6, 2006
HINES PRIVATE WEALTH SOLUTIONS LLC
July 29, 2002 - February 7, 2003
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2024)
(7/1/2024)
(7/1/2024)
(3/24/2023)
(7/1/2024)
(8/9/2019)
Exams
FINRA
Current Firm
HINES PRIVATE WEALTH SOLUTIONS LLC
CRD#: 128145 / SEC#: , 8-66096
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HINES RETAIL SECURITIES LLC | OWNER | |
| CARUSO, JOHN ARMOND | MANAGING DIRECTOR, MANAGER | 5524146 |
| FERRARO, PAUL JAMES | SENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO | 2479671 |
| FOGG, RICHARD MATTHEW JR | MANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER | 2669807 |
| HILL, LERONICA CARRIETTA | CHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY | 4936282 |
| HUSSEIN, SHAUN R | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5193143 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
HINES PRIVATE WEALTH SOLUTIONS LLC
CRD#: 128145Houston, TX 77002TRUST BUT VERIFY
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