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Spencer R. Huggett
CETERA INVESTMENT ADVISERS LLC
WEBSTER, SD 57274
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CRD#: 4538364
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Professional summary
Spencer Reed Huggett, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Webster, South Dakota and CETERA WEALTH SERVICES, LLC located in Webster, South Dakota.
Spencer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Spencer has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NOTARY PUBLIC - STATE OF SOUTH DAKOTA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: MIMIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC - PROVIDE NOTARY TO CLIENTS IF NEEDED. 2. NAME OF OTHER BUSINESS: CITY OF ROSLYN CITY COUNCIL INVESTMENT RELATED: NO ADDRESS: 304 3RD ST ROSLYN SD NATURE OF BUSINESS: MUNICIPAL TOWN GOVERMENT START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MUNICIPAL TOWN BOARD MEMBER. HELP CONDUCT MONTHLY MEETINGS AND MAKE DECISISONS ON THE BETTERMENT FOR OUR COMMUNITY. 3. NAME OF OTHER BUSINESS: HUGGETT FARM MANAGEMENT SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: 304 3RD ST ROSLYN SD NATURE OF BUSINESS: FARMING START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TAKE CARE OF THE BOOKS, TAXES, AND HELP WITH MARKETING GRAIN & CATTLE 4. NAME OF OTHER BUSINESS: HUGGETT FARMS, LLP INVESTMENT RELATED: NO ADDRESS: 304 3RD ST.ROSLYN, SD NATURE OF BUSINESS: FAMILY FARM OPERATION START DATE: 05/2011 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAKE CARE OF THE BOOKS, TAXES, AND HELP WITH MARKETING GRAIN AND CATTLE 5. NAME OF OTHER BUSINESS: HUGGETT FINANCIAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE FIXED INSURANCE SALES START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: NON-VARIABLE FIXED INSURANCE SALES 6. NAME OF OTHER BUSINESS: NORTH POINT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE BROKERAGE AND ADVISORY SERVICES TO CLIENTS 7. NAME OF OTHER BUSINESS: HUGGETT LODGE, LLC INVESTMENT RELATED: NO ADDRESS: 304 3RD ST.ROSLYN, SD 57261 NATURE OF BUSINESS: MANAGE THE CONTRACT FOR DEED FOR FAMILY ESTATE START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: CO OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ENTITY CREATED TO HOLD THE NOTE ON A CONTRACT FOR DEED FOR MY MOTHER'S ESTATE AFTER SHE PASSED 8. NAME OF OTHER BUSINESS: WEBSTER AREA SCHOOL DISTRICT; INVESTMENT RELATED: NO; ADDRESS: 52 E 9TH AVE WEBSTER, SD 57274; NATURE OF BUSINESS: BASKETBLL COACH; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BASKETBALL COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING BASKETBALL TO KIDS; 9.NAME OF OTHER BUSINESS: DIAMOND DAWGS BASEBALL CLUB; INVESTMENT RELATED: NO; ADDRESS: 304 3RD ST. ROSLYN, SD 57261; NATURE OF BUSINESS: NON PROFIT; START DATE:3/11/2025; POSITION/TITLE/RELATIONSHIP: MEMBER/COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROGRAM ORGANIZAION: SCHEDULING & COACHING;
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Reed Huggett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 600 Main St, Webster, SD 57274Office #2: 420 2nd Ave E, Sisseton, SD 57262Office #3: 600 Atlantic Ave, Morris, MN 56267RIA
CRD#: 105644
WEBSTER, SD
Current
May 27, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 600 Main St, Webster, SD 57274Office #2: 420 2nd Ave E, Sisseton, SD 57262BD
CRD#: 13572
Webster, SD
Past
May 27, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BRITTON, SD
Past
November 29, 2017 - June 10, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WEBSTER, SD
Past
November 29, 2017 - June 10, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
WEBSTER, SD
Past
October 27, 2011 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
SISSETON, SD
Past
October 12, 2011 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
SISSETON, SD
Past
February 26, 2011 - October 26, 2011
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
WEBSTER, SD
Past
February 23, 2011 - October 26, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
WEBSTER, SD
Past
July 11, 2008 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
WEBSTER, SD
Past
July 9, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
WEBSTER, SD
Past
March 21, 2007 - July 15, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SIOUX FALLS, SD
Past
June 18, 2004 - March 28, 2007
FIRST FOUNDERS SECURITIES, INC.
BD
CRD#: 128624
SIOUX FALLS, SD
Past
April 29, 2003 - June 18, 2004
STONEX SECURITIES INC.
BD
CRD#: 18456
BIRMINGHAM, AL
Past
January 8, 2003 - January 21, 2003
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
August 21, 2002 - May 12, 2003
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/24/2024)
RR
Arkansas(5/27/2022)
RR
Connecticut(8/27/2025)
RR
Florida(2/7/2024)
RR
Georgia(10/2/2025)
RR
Minnesota(5/27/2022)
IAR
Minnesota(6/29/2023)
RR
Montana(5/27/2022)
RR
Nebraska(5/27/2022)
RR
North Dakota(5/27/2022)
RR
Oregon(10/16/2025)
RR
South Carolina(6/22/2022)
RR
South Dakota(5/27/2022)
IAR
South Dakota(6/29/2023)
RR
Texas(5/27/2022)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
