David Wayne Welsh
Professional Summary
David Wayne Welsh, who also goes by David W Welsh, David Welsh, is a registered financial advisor currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David W Welsh, David Welsh
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
SAMMONS FINANCIAL NETWORK, LLC
Contact Information
Main Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(855) 624-0180Established
Delaware since 06/09/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/6/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Apr 2006Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2002About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Wayne Welsh's CRS (Customer Relationship Summary).
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