Byron J. Smythe

ROBERTS, GLORE & CO.

Deerfield, IL 60015

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CRD#: 4538197

Professional summary

Byron Jennings Smythe is a registered financial advisor currently at ROBERTS, GLORE & CO. located in Deerfield, Illinois.

Byron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Byron has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Jennings Smythe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2006 - Present

ROBERTS, GLORE & CO.

Office #1: 707 Lake Cook Road Suite 210, Deerfield, IL 60015

RIA

CRD#: 109792

Deerfield, IL

Past

November 14, 2002 - October 17, 2007

ROBERTS, GLORE & CO.

RIA

CRD#: 109792

CHICAGO, IL

Past

June 26, 2002 - May 2, 2017

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

DEERFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTS, GLORE & CO.

CRD#: 109792 / SEC#: 801-20667

RIA

Registered Investment Advisory firm - (3/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/1/2024)

IAR

California
(10/17/2007)

IAR

Florida
(1/28/2019)

IAR

Illinois
(10/17/2007)

IAR

Massachusetts
(5/28/2019)

IAR

Texas
(1/6/2016)

IAR

Virginia
(1/2/2019)

IAR

Washington
(8/21/2006)

IAR

Wisconsin
(10/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/2007

General Securities Principal Examination

Current Firm

ROBERTS, GLORE & CO.

CRD#: 109792 / SEC#: 801-20667

RIA

Registered Investment Advisory firm - (3/13/1984 Approved)

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Contact information

Main Address

707 Lake Cook Road Suite 210, Deerfield, IL 60015

Mailing Address

Phone number

(224) 330-6980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,116
AUM (Assets Under Management)	$ 847,764,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Byron J. Smythe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Jennings Smythe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTS, GLORE & CO.

LASALLE ST SECURITIES, L.L.C.

Primary Firm SEC Registration

ROBERTS, GLORE & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2002

Series 63

Date: 7/6/2002

SIE

Date: 5/2/2017

Series 7

Date: 6/25/2002

Series 24

Date: 4/4/2007

Current Firm

ROBERTS, GLORE & CO.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTS, GLORE & CO.

TRUST BUT VERIFY

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