JD
Juan F. Dieguez
PRIVATE PORTFOLIO
La Jolla, CA 92037
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CRD#: 4538172
JD
Professional summary
Juan F Dieguez is a registered financial professional currently at PRIVATE PORTFOLIO, INC. located in La Jolla, California.
Juan is registered as a RR (Registered Representative) and started their career in finance in 2004. Juan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Juan F Dieguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2004 - Present
PRIVATE PORTFOLIO, INC.
Office #1: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037RIA
BD
CRD#: 36644
La Jolla, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
PP
PRIVATE PORTFOLIO, INC.
PRIVATE BROKERAGE | PRIVATE PORTFOLIO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO
CRD#: 36644 / SEC#: 801-69346, 8-47421
RIA
Registered Investment Advisory firm - SEC (8/27/2012 Terminated)Arizona
Registered Investment Advisory firm - SEC (11/14/2022 Terminated)California
Registered Investment Advisory firm - SEC (4/3/2012 Approved)Florida
Registered Investment Advisory firm - SEC (6/14/2012 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (12/9/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (7/7/2014 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037
Mailing Address
7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037-4535
Phone number
(858) 551-2071
Established
California since 05/18/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 91,500,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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