Todd H. Batty
STRATEGIC ADVISERS | Vice President Private Wealth Management Advisor
SEVERNA PARK, MD
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CRD#: 4537545
Professional summary
Todd H Batty, CFP®, who also goes by Todd Harper Batty, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Severna Park, Maryland and FIDELITY BROKERAGE SERVICES LLC located in Annapolis, Maryland.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As a Wealth Management Advisor, I help generations of families create a comprehensive set of personalized wealth strategies designed for the growth, preservation and transfer of their wealth. I coordinate the input and involvement of a team of specialists, including an Investment Manager, a Senior Wealth Planner, and a Trust Officer, to provide wealth management services as needed.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Harper Batty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Todd H Batty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Maryland-College Park
Bachelor of Science (BS) - Economics
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1901 Towne Centre Boulevard, Annapolis, MD 21401RIA
CRD#: 104555
SEVERNA PARK, MD
Current
January 10, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1901 Towne Centre Boulevard, Annapolis, MD 21401BD
CRD#: 7784
Annapolis, MD
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ANNAPOLIS, MD
Past
January 29, 2008 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BETHESDA, MD
Past
March 18, 2004 - December 31, 2007
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
WASHINGTON, DC
Past
November 21, 2002 - December 31, 2007
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2020)
RR
Alaska(11/17/2020)
RR
Arizona(11/17/2020)
RR
Arkansas(11/17/2020)
RR
California(3/4/2009)
RR
Colorado(7/20/2009)
RR
Connecticut(7/16/2015)
RR
Delaware(11/17/2020)
RR
District of Columbia(1/10/2008)
RR
Florida(1/10/2008)
RR
Georgia(9/22/2011)
RR
Hawaii(7/16/2015)
RR
Idaho(11/17/2020)
RR
Illinois(2/14/2013)
RR
Indiana(11/17/2020)
RR
Iowa(11/17/2020)
RR
Kansas(7/16/2015)
RR
Kentucky(11/17/2020)
RR
Louisiana(11/17/2020)
RR
Maine(9/22/2011)
RR
Maryland(1/10/2008)
IAR
Maryland(3/31/2025)
RR
Massachusetts(8/27/2010)
RR
Michigan(11/17/2020)
RR
Minnesota(11/17/2020)
RR
Mississippi(11/17/2020)
RR
Missouri(11/17/2020)
RR
Montana(11/17/2020)
RR
Nebraska(11/17/2020)
RR
Nevada(11/17/2020)
RR
New Hampshire(11/17/2020)
RR
New Jersey(11/17/2020)
RR
New Mexico(11/17/2020)
RR
New York(1/5/2010)
RR
North Carolina(3/5/2009)
RR
North Dakota(11/17/2020)
RR
Ohio(11/18/2020)
RR
Oklahoma(11/17/2020)
RR
Oregon(11/17/2020)
RR
Pennsylvania(1/10/2008)
RR
Rhode Island(11/17/2020)
RR
South Carolina(11/17/2020)
RR
South Dakota(11/17/2020)
RR
Tennessee(3/4/2009)
RR
Texas(11/17/2020)
IAR
Texas(3/31/2025)
RR
Utah(11/17/2020)
RR
Vermont(11/17/2020)
RR
Virginia(1/10/2008)
RR
Washington(6/1/2012)
RR
West Virginia(1/10/2008)
RR
Wisconsin(11/17/2020)
RR
Wyoming(11/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Severna Park, MDTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
