Bradley J. Boeck

NORTHWIND FINANCIAL

BEND, OR 97703-3568

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CRD#: 4537399

Professional summary

Bradley Jason Boeck, ChFC® is a registered financial advisor currently at NORTHWIND FINANCIAL LLC located in Bend, Oregon.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Bradley has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHWIND FINANCIAL LLC; Owner since 02/2000; 2445 NE DIVISION STREET, SUITE 204, BEND OR 97701; 4 HR/MON; HEALTH AND LIFE INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jason Boeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 30, 2026 - Present

NORTHWIND FINANCIAL LLC

Office #1: 2445 Ne Division St Ste 204, Bend, OR 97703-3568

RIA

CRD#: 342069

BEND, OR

Past

June 19, 2009 - July 30, 2026

SYNDICATED CAPITAL, INC.

RIA

CRD#: 29037

BEND, OR

Past

January 8, 2009 - July 30, 2026

SYNDICATED CAPITAL, INC.

CRD#: 29037

BEND, OR

Past

April 19, 2005 - July 27, 2007

COUNTRY TRUST BANK

RIA

CRD#: 109487

BEAVERTON, OR

Past

June 25, 2002 - October 17, 2008

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

BEAVERTON, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWIND FINANCIAL LLC

CRD#: 342069 / SEC#: 801-136199

RIA

Registered Investment Advisory firm - (5/6/2026 Approved)

Ohio

Registered Investment Advisory firm - (6/12/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/30/2026)

IAR

Washington
(8/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 4/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 7/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/27/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 6/24/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTHWIND FINANCIAL LLC

CRD#: 342069 / SEC#: 801-136199

RIA

Registered Investment Advisory firm - (5/6/2026 Approved)

Ohio

Registered Investment Advisory firm - (6/12/2026 Approved)

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Contact information

Main Address

2445 Ne Division St Ste 204, Bend, OR 97703-3568

Mailing Address

Phone number

(541) 318-7871

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHWIND FINANCIAL LLC FIRM BROCHURE (8/30/2026)

NORTHWIND FINANCIAL LLC FIRM BROCHURE 08.21.26 (8/30/2026)

Regulatory assets under management

Total Number of Accounts	361
AUM (Assets Under Management)	$ 142,241,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley J. Boeck

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jason Boeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNDICATED CAPITAL, INC.

SYNDICATED CAPITAL, INC.

COUNTRY TRUST BANK

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

NORTHWIND FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 4/11/2005

Series 63

Passed: 7/22/2002

SIE

Passed: 10/1/2018

Series 7

Passed: 4/27/2009

Series 6

Passed: 6/24/2002

Current Firm

NORTHWIND FINANCIAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWIND FINANCIAL LLC

TRUST BUT VERIFY

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