Timothy J. Black

SEI INVESTMENTS MANAGEMENT CORP

Chicago, IL 60654

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CRD#: 4537373

Professional summary

Timothy James Black, who also goes by Timothy J Black, is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in Chicago, Illinois and SEI INVESTMENTS DISTRIBUTION CO. located in Chicago, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy J Black

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Waukesha Community Foundation - investment committee, non paid, 1 hour per month, non-trading hours, December 2023 start date,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Black's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

SEI INVESTMENTS MANAGEMENT CORP

Office #1: 351 W. Hubbard Street Suite 501, Chicago, IL 60654

RIA

CRD#: 105146

Chicago, IL

Current

January 10, 2024 - Present

SEI INVESTMENTS DISTRIBUTION CO.

Office #1: 351 West Hubbard Street Suite 501, Chicago, IL 60654

CRD#: 10690

Chicago, IL

Past

December 19, 2022 - January 29, 2024

FIDUCIENT ADVISORS LLC

RIA

CRD#: 106720

Waukesha, WI

Past

March 5, 2020 - March 30, 2022

PNC CAPITAL MARKETS LLC

CRD#: 15647

Milwaukee, WI

Past

June 11, 2013 - December 31, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

Milwaukee, WI

Past

May 2, 2013 - March 30, 2022

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

MILWAUKEE, WI

Past

April 13, 2012 - September 11, 2012

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

MILWAUKEE, WI

Past

April 11, 2012 - September 14, 2012

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

MILWAUKEE, WI

Past

November 13, 2009 - May 25, 2010

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WAUKESHA, WI

Past

November 13, 2009 - May 25, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WAUKESHA, WI

Past

July 23, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

WAUWATOSA, WI

Past

July 23, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

WAUWATOSA, WI

Past

March 24, 2004 - March 24, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WAUKESHA, WI

Past

July 30, 2002 - July 21, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

WAUKESHA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEI INVESTMENTS MANAGEMENT CORP

CRD#: 105146 / SEC#: 801-24593

RIA

Registered Investment Advisory firm - (6/27/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/10/2024)

IAR

Illinois
(1/11/2024)

IAR

Pennsylvania
(1/4/2024)

Pennsylvania
(1/10/2024)

IAR

Wisconsin
(1/3/2024)

Wisconsin
(1/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/23/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SEI INVESTMENTS MANAGEMENT CORP

CRD#: 105146 / SEC#: 801-24593

RIA

Registered Investment Advisory firm - (6/27/1985 Approved)

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Contact information

Main Address

One Freedom Valley Drive, Oaks, PA 19456

Mailing Address

Phone number

(610) 676-1000

Established

Firm type

Fiscal year end

# of Employees

447

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMC FORM ADV PART 2A - INDEPENDENT ADVISOR SOLUTIONS BY SEI (8/15/2025)

SIMC FORM ADV PART 2A - SEI PRIVATE BANKING (3/31/2025)

SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (INDEPENDENT ADVISOR SOLUTIONS BY SEI) (3/31/2025)

SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (PRIVATE WEALTH MANAGEMENT) (3/31/2025)

SIMC FORM ADV PART 2A - SEI INSTITUTIONAL GROUP (3/31/2025)

SIMC FORM ADV PART 2A - SEI PRIVATE WEALTH MANAGEMENT (3/31/2025)

Regulatory assets under management

Total Number of Accounts	99,603
AUM (Assets Under Management)	$ 198,143,431,156

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEI INVESTMENTS DISTRIBUTION CO.

FIDUCIENT ADVISORS LLC

PNC CAPITAL MARKETS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

PNC CAPITAL ADVISORS LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SEI INVESTMENTS MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2002

Series 26

Date: 12/23/2008

FINRA

Current Firm

SEI INVESTMENTS MANAGEMENT CORP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEI INVESTMENTS MANAGEMENT CORP

TRUST BUT VERIFY

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