Zachary P. Hagen

ZH WEALTH MANAGEMENT

Healdsburg, CA

Some features on this profile are disabled

CRD#: 4536481

Professional summary

Zachary Paul Hagen, CFP® is a registered financial advisor currently at ZH WEALTH MANAGEMENT, LLC located in Healdsburg, California.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Zachary has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Paul Hagen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 2, 2016 - Present

ZH WEALTH MANAGEMENT, LLC

RIA

CRD#: 152819

Healdsburg, CA

Past

September 24, 2015 - May 17, 2016

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

SANTA ROSA, CA

Past

March 3, 2010 - November 20, 2015

ZH WEALTH MANAGEMENT, LLC

RIA

CRD#: 152819

HEALDSBURG, CA

Past

July 8, 2002 - May 19, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 20, 2002 - May 19, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SANTA ROSA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/2002

General Securities Representative Examination

Current Firm

ZH WEALTH MANAGEMENT, LLC

CRD#: 152819 / SEC#:

California

Registered Investment Advisory firm - (9/2/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Healdsburg, CA

Mailing Address

Phone number

(949) 842-3944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 10,238,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zachary P. Hagen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Paul Hagen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZH WEALTH MANAGEMENT, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

ZH WEALTH MANAGEMENT, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2002

Series 7

Date: 7/3/2002

Current Firm

ZH WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors