Steven R. Montgomery

CLEARVIEW FINANCIAL PARTNERS

Radnor, PA 19087

Some features on this profile are disabled

CRD#: 4534651

Professional summary

Steven Richard Montgomery is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steven has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Montgomery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2018 - Present

CLEARVIEW FINANCIAL PARTNERS

Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

RIA

CRD#: 286168

Radnor, PA

Past

September 1, 2011 - July 5, 2018

THE WHARTON ADVISORY GROUP, LLC

RIA

CRD#: 120522

WAYNE, PA

Past

September 29, 2008 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

RADNOR, PA

Past

May 16, 2002 - February 11, 2026

LPL FINANCIAL LLC

CRD#: 6413

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2002

General Securities Representative Examination

Current Firm

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

Mailing Address

Phone number

(610) 293-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (2/27/2026)

WRAP FEE PROGRAM BROCHURE (2/27/2026)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 1,058,194,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Robert Boland

RBC CAPITAL MARKETS, LLC

IAR

Malvern, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven R. Montgomery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WHARTON ADVISORY GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CLEARVIEW FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2002

Current Firm

CLEARVIEW FINANCIAL PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW FINANCIAL PARTNERS

TRUST BUT VERIFY

Contact information

Similar Advisors