SM
Steven R. Montgomery
CLEARVIEW FINANCIAL PARTNERS
Radnor, PA 19087
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CRD#: 4534651
SM
Professional summary
Steven Richard Montgomery is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania and LPL FINANCIAL LLC located in Radnor, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Steven has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/10/2010: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 10% - LIFE AND HEALTH INSURANCE. 2. 5/22/2018 - Clearview Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:05/04/2018 - 160 Hours Per Month/160 Hours During Trading - I provide investment advisory services through Clearview Financial Partners, LLC., an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/9/2018 - Clearview Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/30/2018 - 160 Hours Per Month/8 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Richard Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2018 - Present
CLEARVIEW FINANCIAL PARTNERS
Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087RIA
CRD#: 286168
Radnor, PA
Current
May 16, 2002 - Present
LPL FINANCIAL LLC
Office #1: 100 Matsonford Rd; Building 5, Suite 100, Radnor, PA 19087RIA
BD
CRD#: 6413
Radnor, PA
Past
September 1, 2011 - July 5, 2018
THE WHARTON ADVISORY GROUP, LLC
RIA
CRD#: 120522
WAYNE, PA
Past
September 29, 2008 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/2005)
RR
California(1/11/2013)
RR
Colorado(8/8/2014)
RR
Connecticut(6/5/2015)
RR
Delaware(6/29/2005)
RR
Florida(4/14/2004)
RR
Georgia(4/14/2004)
RR
Maryland(4/14/2004)
RR
Montana(5/4/2020)
RR
New Hampshire(7/22/2019)
RR
New Jersey(5/16/2002)
RR
New York(4/14/2004)
RR
North Carolina(4/14/2004)
RR
Ohio(7/23/2018)
RR
Pennsylvania(10/25/2002)
IAR
Pennsylvania(5/3/2018)
RR
South Carolina(4/14/2004)
RR
Utah(4/25/2014)
RR
Virginia(8/9/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CLEARVIEW FINANCIAL PARTNERS
CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168 / SEC#: 801-114244
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Florida
Registered Investment Advisory firm - (11/11/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087
Mailing Address
Phone number
(610) 293-9211
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,149 |
| AUM (Assets Under Management) | $ 850,402,570 |
Red Flags
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Company Information
CLEARVIEW FINANCIAL PARTNERS
CRD#: 286168Radnor, PA 19087TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
