Jonathan A. Fink

SATYA INVESTMENT MANAGEMENT

Leawood, KS 66211

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CRD#: 4534465

Professional summary

Jonathan Adam Fink is a registered financial advisor currently at SATYA INVESTMENT MANAGEMENT, LLC located in Leawood, Kansas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Adam Fink's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2022 - Present

SATYA INVESTMENT MANAGEMENT, LLC

Office #1: 2300 West 118th Street, Leawood, KS 66211

RIA

CRD#: 282326

Leawood, KS

Past

January 6, 2016 - December 31, 2021

SATYA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 282326

LEAWOOD, KS

Past

October 8, 2010 - November 13, 2015

MORGAN STANLEY

RIA

CRD#: 149777

LEAWOOD, KS

Past

June 1, 2009 - November 13, 2015

MORGAN STANLEY

CRD#: 149777

LEAWOOD, KS

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

July 2, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MT. KISKO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/23/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/1/2002

General Securities Representative Examination

Current Firm

SATYA INVESTMENT MANAGEMENT, LLC

SATYA INVESTMENT MANAGEMENT LLC | SATYA INVESTMENT MANAGEMENT, LLC

CRD#: 282326 / SEC#:

Kansas

Registered Investment Advisory firm - (1/1/2022 Approved)

New Jersey

Registered Investment Advisory firm - (10/29/2021 Terminated)

New York

Registered Investment Advisory firm - (10/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5251 West 116th Street Suite 200, Leawood, KS 66211

Mailing Address

Phone number

(646) 232-6876

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 19,439,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan A. Fink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Adam Fink's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATYA INVESTMENT MANAGEMENT, LLC

SATYA INVESTMENT MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2002

SIE

Date: 11/13/2015

Series 31

Date: 8/23/2002

Series 7

Date: 7/1/2002

Current Firm

SATYA INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SATYA INVESTMENT MANAGEMENT, LLC

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