Jerry E. Orellana
Professional summary
Jerry Emmanuel Orellana, who also goes by Jerry Emmanuel Orellana, Jerry Orellana, is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in New York, New York.
Jerry is registered as a RR (Registered Representative) and started their career in finance in 2002. Jerry has worked at 3 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerry Emmanuel Orellana's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2022 - Present
ROOSEVELT & CROSS, INCORPORATED
Office #1: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006October 1, 2008 - July 22, 2019
UBS FINANCIAL SERVICES INC.
January 16, 2006 - October 21, 2008
UBS SECURITIES LLC
September 2, 2002 - January 16, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2023)
(12/11/2022)
(10/24/2023)
Exams
Series 7TO
Date: 8/9/2024
General Securities Representative ExaminationSeries 52TO
Date: 11/29/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
ROOSEVELT & CROSS, INCORPORATED
CRD#: 6964 / SEC#: , 8-19363
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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