JM
Jarrod L. Moreau
KESTRA ADVISORY SERVICES
Artesia, NM 88210
Some features on this profile are disabled
CRD#: 4533728
JM
Professional summary
Jarrod Levi Moreau, who also goes by Jarrod L. Moreau, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Artesia, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Artesia, New Mexico.
Jarrod is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jarrod has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jarrod L. Moreau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Name: INSURANCE POSI: 100% OWNER NOB: FIXED INSURANCE PRODUCTS INVEST REL: Y #OF HRS: 15 INVEST REL HRS: 0 START DATE: 01/01/2002 ADDRESS: 202 W. TEXAS AVE, ARTESIA NM 88210 DESC: SALE AND REVIEW OF FIXED INCOME PRODUCTS. Busi Name: ROJA REAL ESTATE POSI: 50% OWNER, WIFE IS 100% OPERATOR AND REAL ESTATE BROKER NOB: REAL ESTATE BROKER INVEST REL: N #OF HRS: 0 INVEST REL HRS: 0 START DATE: 02/14/2011 ADDRESS: 202 W. TEXAS AVE., ARTESIA NM 88210 DESC: I HAVE NO DUTIES IN THIS BUSINESS. Busi Name: MOREAU PROPERTIES POSI: 50% OWNER NOB: COMMERCIAL REAL ESTATE INVEST REL: Y #OF HRS: 10 INVEST REL HRS: 0 START DATE: 09/01/2006 ADDRESS: 302 W. MISSOURI AVE., ARTESIA NM 88210 DESC: COMMERCIAL AND RESIDENTIAL RENTAL Busi Name: MOREAU ASSET MANAGEMENT, LLC POS: OWNER, OPERATOR, 100% NOB: FINANCIAL SERVICES INVEST REL: Y #OF HRS: 200 INVEST REL HRS: 200 START DATE: 01/01/2002 ADDRESS: 202 W. TEXAS AVE, ARTESIA NM 88210 DESC: FIRM MANAGES EMPLOYEES AND OTHER RELATED COSTS. THE FIRM HAS SOME FIXED DIRECT INSURANCE THAT IS PAID DIRECTLY TO FIRM. Busi Name: JARROD L MOREAU POS: City Councilman District 2 NOB: Elected Official INVEST REL: N #OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 04/01/2020 ADDRESS: 302 W. Missouri Ave, Artesia NM 88210 DESC: Managing the direction and decision of my hometown city. Busi Name: MOREAU ASSET MANAGEMENT, LLC POS: Owner NOB: Insurance INVEST REL: Y #OF HOURS: 160 SECURITIES TRADING HRS: 130 START DATE: 01/01/2002 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Owner/Operator Busi Name: KESTRA ADVISORY SERVICES, LLC POS: Financial Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INVEST REL: Y # OF HOURS: 160 SECURITIES TRADING HRS: 130 START DATE: 09/26/2022 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735 DESC: Assist clients with wealth management and investment needs Busi Name: ROJA REAL ESTATE, LLC POS: Spouse NOB: Real Estate INVEST REL: Y # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 02/14/2011 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Wife and I own building which both my business and her business work. Busi Name: 202 W. TEXAS AVE POS: Owner NOB: Real Estate INVEST REL: Y #OF HOURS: 0 SECURITIES TRADING HRS: 0 START DATE: 09/26/2022 ADDRESS: 202 W. Texas Ave, Artesia NM 88210 DESC: Building that houses my business Busi Name: 202 N. 2ND POS: Owner NOB: Real Estate INVEST REL: Y #OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 09/26/2022 ADDRESS: 202 N 2nd, Artesia NM 88210 DESC: Property management Busi Name: ARTESIA SPECIAL HOSPITAL DISTRICT BOARD MEMBER POS: Chairman NOB: Board position (Board of Directors, Board of Trustees, etc.) INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2019 ADDRESS: PO Box 628, Artesia NM 88210 DESC: Run Board meetings once a month Busi Name: CITY OF ARTESIA- COUNCILMAN POS: Councilman NOB: City Council member INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2020 ADDRESS: 511 W. Texas, Artesia NM 88210 DESC: Managing the direction and decisions of running my hometown government Busi Name: ARTESIA SPECIAL HOSPITAL DISTRICT BOARD MEMBER POS: Chairman NOB: Board position (Board of Directors, Board of Trustees, etc.) INVEST REL: N #OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2019 ADDRESS: PO Box 628, Artesia NM 88210 DESC: Run Board meetings once a month
CRS (Client Relationship Summary) - RIA
Click below to view Jarrod Levi Moreau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 202 W. Texas Ave, Artesia, NM 88210RIA
CRD#: 283330
Artesia, NM
Current
September 28, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 202 W. Texas Ave, Artesia, NM 88210BD
CRD#: 42046
Artesia, NM
Past
June 5, 2012 - September 29, 2022
CAPITAL ANALYSTS
RIA
CRD#: 162200
CARLSBAD, NM
Past
June 1, 2012 - September 29, 2022
LINCOLN INVESTMENT
RIA
CRD#: 519
ARTESIA, NM
Past
June 1, 2012 - September 29, 2022
LINCOLN INVESTMENT
BD
CRD#: 519
ARTESIA, NM
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
ARTESIA, NM
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
ARTESIA, NM
Past
December 10, 2002 - May 3, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
ARTESIA, NM
Past
November 1, 2002 - May 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
November 1, 2002 - May 3, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/28/2022)
RR
California(9/28/2022)
RR
Colorado(9/28/2022)
RR
Georgia(9/28/2022)
RR
Nebraska(9/28/2022)
RR
New Mexico(9/28/2022)
IAR
New Mexico(9/29/2022)
RR
Texas(9/28/2022)
IAR
Texas(9/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
