Katherine E. Kincaid
Professional summary
Katherine Eileen Kincaid, CFP®, who also goes by Katherine Eileen Wilkins, is a registered financial advisor currently at WALLER FINANCIAL PLANNING GROUP, INC. located in Columbus, Ohio.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Katherine has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Eileen Kincaid's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
January 30, 2012 - Present
WALLER FINANCIAL PLANNING GROUP, INC.
Office #1: 941 Chatham Lane Suite 212, Columbus, OH 43221November 17, 2008 - December 18, 2013
LPL FINANCIAL LLC
February 1, 2006 - April 16, 2012
WALLER FINANCIAL PLANNING GROUP INC
July 9, 2002 - November 26, 2008
OSAIC WEALTH, INC.
Primary Firm SEC Registration
WALLER FINANCIAL PLANNING GROUP, INC.
CRD#: 159564 / SEC#: 801-72938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2012)
(11/12/2012)
Exams
Current Firm
WALLER FINANCIAL PLANNING GROUP, INC.
CRD#: 159564 / SEC#: 801-72938
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,013 |
| AUM (Assets Under Management) | $ 635,334,614 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/14/2025 | ||
| 10/17/2024 | ||
| 09/06/2023 | ||
| 12/21/2022 |
Red Flags
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