Douglas H. Greene

GREENE & COMPANY FINANCIAL SERVICES LLC

Moultonborough, NH

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CRD#: 4533447

Professional summary

Douglas Heywood Greene, who also goes by Doug Greene, is a registered financial advisor currently at GREENE & COMPANY FINANCIAL SERVICES LLC located in Moultonborough, New Hampshire.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Douglas has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREENE & COMPANY, PC NOT INVESTMENT RELATED. THE ADDRESS IS 240 Ossipee Mountain Road, Moultonborough, NH 03254. THIS BUSINESS IS A CERTIFIED PUBLIC ACCOUNTANT FIRM, DOUG IS THE OWNER OF GREENE & CO. PC. THE START DATE OF HIS BUSINESS IS 08/1982 TO PRESENT. DOUG PUTS IN ABOUT 40 HOURS OF WORK WEEKLY. HE SERVES HIS CLIENTS WITH TAX PLANNING AND PREPARATION, AND SOME ACCOUNTING ASSISTANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Heywood Greene's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

GREENE & COMPANY FINANCIAL SERVICES LLC

RIA

CRD#: 126875

Moultonborough, NH

Past

January 10, 2020 - December 31, 2022

GREENE & COMPANY FINANCIAL SERVICES LLC

RIA

CRD#: 126875

Moultonborough, NH

Past

March 10, 2005 - December 31, 2019

GREENE & COMPANY FINANCIAL SERVICES LLC

RIA

CRD#: 126875

Bethlehem, CT

Past

September 23, 2003 - July 16, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

WASHINGTON DEPOT, CT

Past

August 11, 2003 - July 16, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/17/2023)

IAR

New Hampshire
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/8/2003

General Securities Representative Examination

Current Firm

GREENE & COMPANY FINANCIAL SERVICES LLC

CRD#: 126875 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/17/2023 Approved)

New Hampshire

Registered Investment Advisory firm - (4/13/2023 Approved)

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Contact information

Main Address

Moultonborough, NH

Mailing Address

Po Box 689, Moultonborough, NH 03254-0689

Phone number

(860) 868-3410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 8,815,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas H. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Heywood Greene's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENE & COMPANY FINANCIAL SERVICES LLC

GREENE & COMPANY FINANCIAL SERVICES LLC

GREENE & COMPANY FINANCIAL SERVICES LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/2003

Series 7

Date: 8/8/2003

Current Firm

GREENE & COMPANY FINANCIAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENE & COMPANY FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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