Julie E. Barker

BANKERS LIFE ADVISORY SERVICES

PHOENIX, AZ 85028

Some features on this profile are disabled

CRD#: 4533424

Professional summary

Julie Elise Barker, who also goes by Julie E Barker, Julie Elise Barker, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Phoenix, Arizona and BANKERS LIFE SECURITIES, INC. located in Phoenix, Arizona.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Julie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie E Barker | Julie Elise Barker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KHAN FINANCIAL POSITION: FINANCIAL ADVISOR ASSISTANT NATURE: Financial Advice and Planning INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 80 START DATE: 10/02/2023 ADDRESS: 11811 N TATUM BLVD, SUITE 1085, PHOENIX AZ 85028, United States DESCRIPTION: --To assist the Senior Financial Advisor with various tasks in the office.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Elise Barker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 11811 N. Tatum Blvd. Suite 1085, Phoenix, AZ 85028

RIA

CRD#: 281285

PHOENIX, AZ

Current

November 22, 2024 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 11811 N. Tatum Blvd. Suite 1085, Phoenix, AZ 85028

CRD#: 173962

Phoenix, AZ

Past

July 22, 2022 - October 3, 2023

CWM, LLC

RIA

CRD#: 155344

Scottsdale, AZ

Past

July 5, 2022 - October 2, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SCOTTSDALE, AZ

Past

May 22, 2019 - July 22, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

May 21, 2019 - July 22, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

April 2, 2013 - November 13, 2017

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

July 7, 2011 - April 3, 2013

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

PHOENIX, AZ

Past

January 21, 2010 - July 11, 2011

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

September 25, 2007 - November 13, 2017

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

August 10, 2007 - December 31, 2007

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

PHOENIX, AZ

Past

June 13, 2006 - August 1, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PHOENIX, AZ

Past

December 2, 2004 - June 13, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

May 31, 2002 - September 24, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/22/2024)

IAR

Arizona
(12/6/2024)

Kansas
(1/28/2025)

IAR

Kansas
(1/28/2025)

Ohio
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Julie E. Barker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Elise Barker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CWM, LLC

CETERA WEALTH SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

USAA FINANCIAL PLANNING SERVICES

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

USAA INVESTMENT SERVICES COMPANY

CHASE INVESTMENT SERVICES CORP.

VANGUARD MARKETING CORPORATION

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2009

Series 63

Date: 12/8/2004

SIE

Date: 11/13/2017

Series 7

Date: 10/6/2008

Series 6

Date: 11/30/2004

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors