Brian K. Carlisle

COHEN & STEERS CAPITAL MANAGEMENT

Columbus, OH

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CRD#: 4533421

Professional summary

Brian K Carlisle, who also goes by Brian Kenneth Carlisle, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in Columbus, Ohio and COHEN & STEERS SECURITIES, LLC located in New York, New York.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Kenneth Carlisle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian K Carlisle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2024 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

RIA

CRD#: 106266

Columbus, OH

Current

June 10, 2022 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

CRD#: 29258

New York, NY

Past

September 16, 2016 - June 1, 2022

HARTFORD FUNDS

RIA

CRD#: 147746

Columbus, OH

Past

September 15, 2016 - June 1, 2022

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

March 4, 2014 - September 7, 2016

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

COLUMBUS, OH

Past

June 3, 2010 - September 7, 2016

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

June 1, 2010 - June 4, 2010

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

June 1, 2005 - June 4, 2010

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

BEXLEY, OH

Past

May 31, 2005 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

June 9, 2003 - May 16, 2005

ALPHA EQUITY RESEARCH, INC.

CRD#: 37654

NORTH HAMPTON, NH

Past

November 5, 2002 - May 15, 2003

WADDELL & REED

RIA

CRD#: 866

INDIANAPOLIS, IN

Past

September 9, 2002 - May 15, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(6/10/2022)

Kentucky
(6/10/2022)

Michigan
(6/10/2022)

IAR

New York
(12/11/2024)

Ohio
(6/14/2022)

IAR

Ohio
(11/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

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Contact information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 832-3232

Established

Firm type

Fiscal year end

# of Employees

357

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian K. Carlisle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian K Carlisle's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & STEERS SECURITIES, LLC

HARTFORD FUNDS

HARTFORD FUNDS DISTRIBUTORS, LLC

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

INVESCO DISTRIBUTORS, INC.

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

ALPHA EQUITY RESEARCH, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

COHEN & STEERS CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2002

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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