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BC

Brian K. Carlisle

COHEN & STEERS CAPITAL MANAGEMENT
Columbus, OH
Some features on this profile are disabled
CRD#: 4533421
BC

Professional summary

Brian K Carlisle, who also goes by Brian Kenneth Carlisle, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in Columbus, Ohio and COHEN & STEERS SECURITIES, LLC located in New York, New York.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Kenneth Carlisle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian K Carlisle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2024 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

RIA
CRD#: 106266
Columbus, OH
Current

June 10, 2022 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036
BD
CRD#: 29258
New York, NY
Past

September 16, 2016 - June 1, 2022

HARTFORD FUNDS

RIA
CRD#: 147746
Columbus, OH
Past

September 15, 2016 - June 1, 2022

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
WAYNE, PA
Past

March 4, 2014 - September 7, 2016

GUGGENHEIM INVESTMENTS

RIA
CRD#: 105477
COLUMBUS, OH
Past

June 3, 2010 - September 7, 2016

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

June 1, 2010 - June 4, 2010

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

June 1, 2005 - June 4, 2010

VAN KAMPEN ADVISORS INC

RIA
CRD#: 104703
BEXLEY, OH
Past

May 31, 2005 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

June 9, 2003 - May 16, 2005

ALPHA EQUITY RESEARCH, INC.

BD
CRD#: 37654
NORTH HAMPTON, NH
Past

November 5, 2002 - May 15, 2003

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

September 9, 2002 - May 15, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COHEN & STEERS CAPITAL MANAGEMENT INC.
COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA
Registered Investment Advisory firm - (8/7/1986 Approved)
New York
Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(6/10/2022)
RR
Kentucky
(6/10/2022)
RR
Michigan
(6/10/2022)
IAR
New York
(12/11/2024)
RR
Ohio
(6/14/2022)
IAR
Ohio
(11/27/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/1/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/6/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

C&
COHEN & STEERS CAPITAL MANAGEMENT INC.
COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA
Registered Investment Advisory firm - (8/7/1986 Approved)
New York
Registered Investment Advisory firm - (3/28/2003 Cancelled)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Mailing Address
Phone number
(212) 832-3232
Established
Firm type
Fiscal year end
# of Employees
357

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts169
AUM (Assets Under Management)$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266Columbus, OH

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