Constantine W. Baris
Professional summary
Constantine William Baris is a registered financial professional currently at LONGSHIP ALTERNATIVE ASSET MANAGEMENT located in Locust Valley, New York.
Constantine is registered as a RR (Registered Representative) and started their career in finance in 2002. Constantine has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Constantine William Baris's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2008 - Present
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
Office #1: 43 Oyster Bay Road, Locust Valley, NY 11560October 25, 2006 - November 24, 2008
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
April 27, 2004 - July 8, 2004
ARJENT LTD.
October 8, 2003 - October 4, 2004
CDK FINANCIAL SERVICES, LLC
October 7, 2003 - January 6, 2006
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
September 23, 2003 - October 29, 2003
RUTBERG & COMPANY, LLC
August 1, 2003 - May 7, 2004
GRAMERCY FINANCIAL SERVICES LLC
August 1, 2003 - November 11, 2004
MS GLOBAL FINANCE, LLC
July 22, 2003 - June 8, 2004
NANES, DELORME CAPITAL MANAGEMENT LLC
July 17, 2003 - June 10, 2004
PACTUAL CAPITAL CORPORATION
November 20, 2002 - March 17, 2010
AURIGA USA, LLC
May 27, 2002 - September 23, 2003
PECONIC SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD#: 126798 / SEC#: , 8-65914
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEARNS, ROBERT FREDERICK | PRINCIPAL & OWNER, CHIEF COMPLIANCE OFFICER | |
| BARIS, CONSTANTINE WILLIAM | CFO & FINANCIAL OPTIONS PRINCIPAL | 4533144 |
Red Flags
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