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Thomas Scott Martin

Thomas S. Martin

VESTIA PERSONAL WEALTH ADVISORS
Fort Wayne, IN 46804
Some features on this profile are disabled
CRD#: 4532988
Thomas Scott Martin

Professional summary

Thomas Scott Martin, CFP®, CPWA®, who also goes by Tom Martin, Tommy Scott Martin, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Fort Wayne, Indiana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 9 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Martin | Tommy Scott Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Scott Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

CPWA®

Certified Private Wealth Advisor

Start date: 2012-11-06

Expire date: 2024-10-31

Experience

Current

January 2, 2018 - Present

VESTIA PERSONAL WEALTH ADVISORS

Office #1: 9121 Illinois Road Ste 51, Fort Wayne, IN 46804
RIA
CRD#: 290565
Fort Wayne, IN
Past

November 15, 2021 - August 10, 2023

MAMMOTH RESEARCH

BD
CRD#: 118148
Fort Wayne, IN
Past

December 23, 2019 - November 15, 2021

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
FORT WAYNE, IN
Past

July 21, 2010 - December 31, 2017

LARSON FINANCIAL SECURITIES, LLC

BD
CRD#: 152517
FORT WAYNE, IN
Past

January 29, 2008 - July 29, 2010

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
FORT WAYNE, IN
Past

January 29, 2008 - January 2, 2018

LARSON FINANCIAL GROUP, LLC

RIA
CRD#: 140599
FORT WAYNE, IN
Past

January 16, 2008 - July 29, 2010

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
FORT WAYNE, IN
Past

May 19, 2005 - January 11, 2008

PHILLIPS FINANCIAL

RIA
CRD#: 131344
FORT WAYNE, IN
Past

May 10, 2005 - January 16, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FORT WAYNE, IN
Past

August 1, 2002 - May 19, 2005

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
FORT WAYNE, IN
Past

July 24, 2002 - May 19, 2005

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC

CRD#: 290565 / SEC#: 801-112175

RIA
Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/2/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/16/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/2010
General Securities Principal Examination

Current Firm

VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC

CRD#: 290565 / SEC#: 801-112175

RIA
Registered Investment Advisory firm - (12/13/2017 Approved)
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Contact information

Main Address
9121 Illinois Road Suite 51, Fort Wayne, IN 46804
Mailing Address
Phone number
(877) 669-1126
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)
VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,829
AUM (Assets Under Management)$ 827,349,846

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/27/2026
Cover Page
Report
11/22/2024
Cover Page
Report
10/30/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565Fort Wayne, IN 46804

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