Thomas S. Martin
VESTIA PERSONAL WEALTH ADVISORS
Fort Wayne, IN 46804
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CRD#: 4532988
Professional summary
Thomas Scott Martin, CFP®, CPWA®, who also goes by Tom Martin, Tommy Scott Martin, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Fort Wayne, Indiana.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 9 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Martin | Tommy Scott Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VESTIA ADVISORS, LLC (DBAS "VESTIA PERSONAL WEALTH ADVISORS" AND "VESTIA RETIREMENT PLAN CONSULTANT"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; SEC REGISTERED INVESTMENT ADVISER; PARTNER/INVESTMENT ADVISER REPRESENTATIVE; 01/2018; 3 HRS/MO; 3 HRS/MO DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 2. VESTIA INSURANCE, LLC (DBAS "VESTIA INSURANCE SERVICES" AND "VESTIA BENEFIT SOLUTIONS"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; INSURANCE AGENCY; CEO/AGENT; 01/2018; 1 HRS/MO; 1 HRS/MO DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 3. VESTIA HOLDINGS, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; ADMINISTRATIVE SUPPORT ENTITY; MANAGING MEMBER; 01/2018; <1 HR/MO; ALL DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 4. VESTIA VENTURES, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; MANAGING MEMBER OF SPVS MIRUS/MIRUS QP/MIRUS QOF (AS OF 11/24), CONSULTING FIRM; MANAGING MEMBER; 03/2018; 10 HRS/MO; 4 HRS/MO DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 5. VESTIA BROKERAGE, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; TECHNOLOGY INFRASTRUCTURE; MEMBER; 1/2020; <1 HR/MO; ALL DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 6. VESTIA CONTRACT NEGOTIATION, LLC; NON-INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; CONTRACT NEGOTIATION SERVICES FOR PROFESSIONALS; MEMBER; 1/2020; <1 HR/MO; ALL DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 7. HELD-AWAY METHOD, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; INTELLECTUAL PROPERTY/CONSULTING SERVICE; OWNER; 03/2019; 1 HR/MO; ALL DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 8. ALOHA, LLC FKA ABNORMAL CONSULTING, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FT WAYNE, IN 46804; PROVIDES MANAGEMENT AND CONSULTING SERVICES TO VESTIA HOLDINGS, LLC , THE TEBOW GROUP, EAGLE FREEDOM FUND, GOVO VENTURE PARTNERS, AND THE WATERSTONE IMPACT FUND; MEMBER; 01/2018; 160 HR/MO; 130 HRS/MO DURING TRADING HOURS; W2 EMPLOYEE. 9. LOUD CAPITAL, LLC; INVESTMENT RELATED; PRIVATE EQUITY FUND COMPANY THAT PROVIDES GP AND MANAGEMENT SERVICES TO PRIVATE INVESTMENT FUNDS; 550 WEST WASHINGTON BLVD, SUITE 201, CHICAGO, IL, 60661; INVESTOR; 03/2019; 5-10 HOURS PER MONTH, ALL DURING SECURITIES HOURS; VENTURE CAPITAL FIRM PROVIDING CAPITAL, ENTREPRENEURSHIP, AND EDUCATION. 10. MAMMOTH INVESTORS, LLC; INVESTMENT RELATED; 9121 Illinois Rd. Suite 51B Fort Wayne, IN 46804. MANAGEMENT ENTITY PROVIDING BOARD GOVERNANCE FOR SUBSIDIARY ENTITIES; MEMBER; 04/2021; 8 HRS/MO; 3 HRS/MO DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 11. MAMMOTH SCIENTIFIC, LLC / MAMMOTH PRIVATE CAPITAL, LLC; INVESTMENT RELATED; 9121 Illinois Rd. Suite 51B Fort Wayne, IN 46804.; VENTURE CAPITAL FIRM AND FUNDS; GENERAL PARTNER / MEMBER; 04/2021; 8 HRS/MO; 3 HRS/MO DURING TRADING HRS; EXECUTIVE LEADERSHIP ROLE. 12. HARVARD MEDTECH ; NOT INVESTMENT RELATED; LAS VEGAS, NV; BEHAVIORAL SCIENCE UTILIZING VR; BOARD OBSERVER; 9/22; APPROX. 1 HR/MO; 0 DURING TRADING HOURS; BOARD OBSERVER. 13. MIRUS, LLC; NOT INVESTMENT RELATED; MARIETTA, GA; MEDICAL APPLIANCES; BOARD OBSERVER; 08/2021; APPROX. 1 HR/MO; 0 DURING TRADING HOURS; ADVISORY. 14. DeJaVuAI; NOT INVESTMENT RELATED; WASHINGTON, USA; PROVIDES PHOTO IMAGE IDENTIFICATION AND MATCHING SERVICES IN SUPPORT OF ANTI HUMAN TRAFFICKING EFFORTS; BOARD MEMBER; 04/2023; APPROX. 1 HR/MO; 0 DURING TRADING HOURS; BOARD MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Scott Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
CPWA®
Start date: 2012-11-06
Expire date: 2024-10-31
Experience
Current
January 2, 2018 - Present
VESTIA PERSONAL WEALTH ADVISORS
Office #1: 9121 Illinois Road Ste 51, Fort Wayne, IN 46804RIA
CRD#: 290565
Fort Wayne, IN
Past
November 15, 2021 - August 10, 2023
MAMMOTH RESEARCH
BD
CRD#: 118148
Fort Wayne, IN
Past
December 23, 2019 - November 15, 2021
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
FORT WAYNE, IN
Past
July 21, 2010 - December 31, 2017
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
FORT WAYNE, IN
Past
January 29, 2008 - July 29, 2010
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FORT WAYNE, IN
Past
January 29, 2008 - January 2, 2018
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
FORT WAYNE, IN
Past
January 16, 2008 - July 29, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FORT WAYNE, IN
Past
May 19, 2005 - January 11, 2008
PHILLIPS FINANCIAL
RIA
CRD#: 131344
FORT WAYNE, IN
Past
May 10, 2005 - January 16, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FORT WAYNE, IN
Past
August 1, 2002 - May 19, 2005
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
FORT WAYNE, IN
Past
July 24, 2002 - May 19, 2005
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC
CRD#: 290565 / SEC#: 801-112175
RIA
Registered Investment Advisory firm - (12/13/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 3/16/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC
CRD#: 290565 / SEC#: 801-112175
RIA
Registered Investment Advisory firm - (12/13/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9121 Illinois Road Suite 51, Fort Wayne, IN 46804
Mailing Address
Phone number
(877) 669-1126
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,829 |
| AUM (Assets Under Management) | $ 827,349,846 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/30/2024 | ||
| 02/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTIA PERSONAL WEALTH ADVISORS
CRD#: 290565Fort Wayne, IN 46804TRUST BUT VERIFY
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