Michael W. Ward
Professional summary
Michael Wayne Ward is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Wayne Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2004 - Present
PARADIGM CAPITAL U.S. INC.
Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7Office #2: 95 Wellington Street West Suite 2101, Toronto, M5J 2N7June 28, 2002 - November 25, 2002
VIII CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2011)
(1/31/2011)
(5/26/2011)
(5/26/2011)
(1/31/2011)
(10/7/2024)
(10/4/2024)
(5/26/2011)
(5/26/2011)
(11/8/2024)
(1/31/2011)
(5/26/2011)
(5/26/2011)
(1/31/2011)
(5/26/2011)
(10/7/2024)
(1/31/2011)
(10/15/2024)
(5/26/2011)
(5/26/2011)
(5/26/2011)
(10/29/2024)
(5/26/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PARADIGM CAPITAL U.S. INC.
CRD#: 104425 / SEC#: , 8-52885
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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