Geoffrey M. Platt
Professional summary
Geoffrey Marshall Platt, who also goes by Geoff Platt, Geoffrey Marshall Platt, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in York, Pennsylvania.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Geoffrey has worked at 5 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Marshall Platt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2007 - Present
NEWEDGE SECURITIES, LLC
Office #1: 307 Leader Heights Road, York, PA 17402June 27, 2007 - September 30, 2016
ECA INVESTMENT GROUP INC
April 29, 2004 - June 14, 2007
BAINBRIDGE SECURITIES INC.
September 9, 2002 - February 7, 2003
COMPREHENSIVE FINANCIAL PLANNING, INC.
June 4, 2002 - January 22, 2003
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/24/2020)
(6/21/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEWEDGE SECURITIES, LLC
CRD#: 10674York, PA 17402TRUST BUT VERIFY
Monitor Geoffrey Platt
Get automatic monthly alerts on:
