Jason R. Dyken

DYKEN WEALTH STRATEGIES

Gulf Shores, AL

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CRD#: 4531301

Professional summary

Jason Richard Dyken MR. is a registered financial advisor currently at DYKEN WEALTH STRATEGIES, INC. located in Gulf Shores, Alabama.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) JASON DYKEN CONSULTING; SOLE PROPRIETOR; CONSULTING; START DATE 09/24/2012; 80 HOURS PER MONTH. 2.) CAPITAL MASS LP; GENERAL PARTNER; ESTATE PLANNING; START DATE 07/01/2004 3.) CITY OF GULF SHORES AL; COUNCILMAN; GOVERNMENT; START DATE 11/02/2008; 40 HOURS PER MONTH. 4.) JASON DYKEN; AGENT; INSURANCE; START DATE 06/23/2009 5.) CAPITAL MASS MANAGEMENT; MANAGER; REAL ESTATE; START DATE 09/24/2012; 4 HOURS PER MONTH. 6.) DYKEN WEALTH STRATEGIES; DIRECT OWNER; CONSULTING; START DATE 06/11/2007 7.) DYKEN INSURANCE STRATEGIES, LLC; PRESIDENT/CEO; INSURANCE COMPANY OR AGENCY; START DATE 2018-03-12; 25 HOURS DURING TRADING HOURS; 15 HOURS OUTSIDE TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Richard Dyken MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

DYKEN WEALTH STRATEGIES, INC.

RIA

CRD#: 293273

Gulf Shores, AL

Past

October 4, 2010 - July 27, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

GULF SHORES, AL

Past

October 9, 2006 - July 27, 2018

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

GULF SHORES, AL

Past

December 1, 2004 - October 7, 2010

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 131563

GULF SHORES, AL

Past

August 20, 2004 - December 1, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

GULF SHORES, AL

Past

January 16, 2003 - July 26, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

FOLEY, AL

Past

February 27, 2001 - January 16, 2003

XELAN INVESTMENT SERVICES, INC.

RIA

CRD#: 111870

FOLEY, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/27/2018)

IAR

Florida
(6/22/2018)

IAR

Louisiana
(8/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/4/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2006

General Securities Representative Examination

Current Firm

DYKEN WEALTH STRATEGIES, INC.

CRD#: 293273 / SEC#:

Alabama

Registered Investment Advisory firm - (6/15/2018 Approved)

Florida

Registered Investment Advisory firm - (6/22/2018 Approved)

Louisiana

Registered Investment Advisory firm - (8/9/2018 Approved)

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Contact information

Main Address

Gulf Shores, AL

Mailing Address

Phone number

(251) 955-2827

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 46,062,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason R. Dyken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Richard Dyken MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/2006

Series 65

Date: 11/4/2000

SIE

Date: 7/27/2018

Series 7

Date: 8/23/2006

Current Firm

DYKEN WEALTH STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DYKEN WEALTH STRATEGIES, INC.

TRUST BUT VERIFY

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