Theresa L. Bryan
Professional summary
Theresa Lynn Bryan, who also goes by Theresa Lynn Conrad, is a registered financial professional currently at TD PRIVATE CLIENT WEALTH LLC located in Mt. Laurel, New Jersey.
Theresa is registered as a RR (Registered Representative) and started their career in finance in 2002. Theresa has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theresa Lynn Bryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2013 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 9000 Horizon Way, Mt. Laurel, NJ 08054June 27, 2002 - October 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/3/2024
Operations Professional ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
