Allan W. Grosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Wade Grosky, who also goes by Allan Wade "kelly" Grosky, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 2002. Allan had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - September 5, 2013
GLOBAL HUNTER SECURITIES, LLC
April 5, 2011 - February 21, 2012
ATB CAPITAL MARKETS USA INC.
November 13, 2009 - June 8, 2010
VERSANT PARTNERS USA, INC.
December 5, 2002 - July 31, 2009
TRISTONE CAPITAL (U.S.A.) INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL HUNTER SECURITIES, LLC
CRD#: 123003 / SEC#: , 8-65552
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
