Anthony J. Manganaro

CONVERGENCE ADVISORY GROUP

Omaha, NE 68154

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CRD#: 4530239

Professional summary

Anthony James Manganaro is a registered financial advisor currently at CONVERGENCE ADVISORY GROUP located in Omaha, Nebraska and PURSHE KAPLAN STERLING INVESTMENTS located in Omaha, Nebraska.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Anthony has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Convergance Wealth LLC DBA Convergance Advisory Group. Investment Related. At Registered Branch Office Location. RIA. Investment Advisor Representative. 11/06/2020. Hrs/month 80 all during trading hours. Provide investment advisory service to clients. . 2) Fixed Insurance. Investment Related. At Registered Branch Office Location. Fixed/Traditional Insurance. Agent. 12/13/2019. Hrs/month 16 all during trading hours. Solicit based on client needs. 3) Financial Education Collaborative Inc. Not Investment Related. At Registered Branch Office Location. Financial Education. Volunteer Educator. 09/10/2020. Hrs/month 12 with 0 during trading hours.Volunteer time to educate on general financial topics

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Manganaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2020 - Present

CONVERGENCE ADVISORY GROUP

Office #1: 12020 Shamrock Plaza Suite 100, Omaha, NE 68154

RIA

CRD#: 308408

Omaha, NE

Current

February 2, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 12020 Shamrock Plaza Suite 100, Omaha, NE 68154

CRD#: 35747

Omaha, NE

Past

December 19, 2019 - January 19, 2021

CONTINUUM FINANCIAL

RIA

CRD#: 175297

OMAHA, NE

Past

December 13, 2019 - February 3, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

OMAHA, NE

Past

November 2, 2018 - December 19, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

OMAHA, NE

Past

November 2, 2018 - December 19, 2019

OSAIC WEALTH, INC.

CRD#: 23131

OMAHA, NE

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

OMAHA, NE

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

OMAHA, NE

Past

November 21, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

OMAHA, NE

Past

November 13, 2012 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

OMAHA, NE

Past

October 28, 2005 - November 20, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

OMAHA, NE

Past

September 15, 2005 - November 20, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

OMAHA, NE

Past

March 5, 2004 - September 21, 2005

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

OMAHA, NE

Past

August 15, 2003 - September 13, 2005

MAIN STREET SECURITIES, LLC

CRD#: 47127

HAYS, KS

Past

March 7, 2003 - August 14, 2003

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

OMAHA, NE

Past

March 6, 2003 - August 14, 2003

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

July 18, 2002 - February 20, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OMAHA, NE

Past

May 31, 2002 - February 20, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/3/2024)

Iowa
(2/2/2023)

IAR

Nebraska
(11/6/2020)

Nebraska
(2/2/2023)

South Dakota
(2/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/11/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/29/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONVERGENCE ADVISORY GROUP

CONVERGENCE ADVISORY GROUP | CONVERGENCE WEALTH, LLC | CONVERGENCE WEALTH

CRD#: 308408 / SEC#:

Nebraska

Registered Investment Advisory firm - (10/5/2020 Approved)

Texas

Registered Investment Advisory firm - (3/29/2023 Conditional Restricted)

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Contact information

Main Address

12020 Shamrock Plaza Suite 100, Omaha, NE 68154

Mailing Address

Phone number

(402) 991-5600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 89,588,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony J. Manganaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Manganaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CONTINUUM FINANCIAL

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MAIN STREET ADVISORS, LLC

MAIN STREET SECURITIES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2002

SIE

Date: 10/1/2018

Series 31

Date: 6/11/2002

Series 7

Date: 5/29/2002

FINRA

Current Firm

CONVERGENCE ADVISORY GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONVERGENCE ADVISORY GROUP

TRUST BUT VERIFY

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