Varkey (nmn) John
Professional Summary
Varkey (nmn) John, who also goes by Varkey John, is a registered financial advisor currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas. Varkey is registered as a RR (Registered Representative) and started their career in finance in 2004. Varkey has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Varkey John
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
COMMERCE STREET CAPITAL, LLC
Contact Information
Main Address
1445 Ross Ave. Suite 2700, Dallas, TX 75202Mailing Address
1445 Ross Ave. Suite 2700, Dallas, TX 75202Phone Number
(214) 545-6800Established
Texas since 01/18/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/20/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 2008About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Varkey (nmn) John's CRS (Customer Relationship Summary).
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