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LC

Lesley E. Cannan

LITMAN GREGORY WEALTH MANAGEMENT
Larkspur, CA 94939
Some features on this profile are disabled
CRD#: 4529270
LC

Professional summary

Lesley Estelle Cannan, AIF®, CFP®, CPWA®, who also goes by Lesley Estelle Schreck, is a registered financial advisor currently at LITMAN GREGORY WEALTH MANAGEMENT, LLC located in Larkspur, California.

Lesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lesley has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lesley Estelle Schreck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Estelle Cannan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2012

CPWA®

Certified Private Wealth Advisor

Start date: 2022-04-12

Expire date: 2024-03-31

Experience

Current

September 3, 2014 - Present

LITMAN GREGORY WEALTH MANAGEMENT, LLC

Office #1: 1100 Larkspur Landing Circle Suite 300, Larkspur, CA 94939
RIA
CRD#: 107611
Larkspur, CA
Past

December 6, 2010 - December 5, 2012

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
LARKSPUR, CA
Past

July 22, 2010 - December 4, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LARKSPUR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LG
LITMAN GREGORY WEALTH MANAGEMENT, LLC
LITMAN GREGORY & CO LLC | LITMAN/GREGORY ASSET MANAGEMENT, LLC | LITMAN GREGORY WEALTH MANAGEMENT, LLC | LITMAN GREGORY ASSET MANAGEMENT, LLC

CRD#: 107611 / SEC#: 801-50916

RIA
Registered Investment Advisory firm - (12/29/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/3/2014)
IAR
Texas
(6/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2010
General Securities Representative Examination

Current Firm

LG
LITMAN GREGORY WEALTH MANAGEMENT, LLC
LITMAN GREGORY & CO LLC | LITMAN/GREGORY ASSET MANAGEMENT, LLC | LITMAN GREGORY WEALTH MANAGEMENT, LLC | LITMAN GREGORY ASSET MANAGEMENT, LLC

CRD#: 107611 / SEC#: 801-50916

RIA
Registered Investment Advisory firm - (12/29/1995 Approved)
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Contact information

Main Address
1100 Larkspur Landing Circle Suite 300, Larkspur, CA 94939
Mailing Address
Phone number
(415) 461-8999
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LITMAN GREGORY WEALTH MANAGEMENT, LLC (4/11/2025)

Regulatory assets under management

Total Number of Accounts1,975
AUM (Assets Under Management)$ 2,678,342,739

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/05/2025
Cover Page
Report
10/30/2023
Cover Page
Report
01/30/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LITMAN GREGORY WEALTH MANAGEMENT, LLC

CRD#: 107611Larkspur, CA 94939

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