Jeremy S. Despain

ADVENT CAPITAL STRATEGIES

PORT ORCHARD, WA

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CRD#: 4529236

Professional summary

Jeremy Scott Despain, who also goes by Jeremy S Despain, is a registered financial advisor currently at ADVENT CAPITAL STRATEGIES, LLC located in Port Orchard, Washington.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jeremy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy S Despain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Despain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2023 - Present

ADVENT CAPITAL STRATEGIES, LLC

RIA

CRD#: 323372

PORT ORCHARD, WA

Past

January 4, 2017 - April 16, 2018

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BREMERTON, WA

Past

May 30, 2006 - July 21, 2006

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BELLEVUE, WA

Past

January 23, 2003 - July 21, 2006

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/4/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVENT CAPITAL STRATEGIES, LLC

CRD#: 323372 / SEC#:

Washington

Registered Investment Advisory firm - (1/9/2023 Approved)

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Contact information

Main Address

Port Orchard, WA

Mailing Address

11010 Harbor Hill Dr Suite B-273, Gig Harbor, WA 98332

Phone number

(425) 835-2472

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 3,405,080

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy S. Despain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Despain's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVENT CAPITAL STRATEGIES, LLC

KEY INVESTMENT SERVICES LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2022

Series 63

Date: 1/26/2017

SIE

Date: 4/16/2018

Series 6

Date: 1/4/2017

Current Firm

ADVENT CAPITAL STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVENT CAPITAL STRATEGIES, LLC

TRUST BUT VERIFY

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