James F. Mcgowan

APOLLON FINANCIAL

King Of Prussia, PA 19406

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CRD#: 4529208

Professional summary

James Frederick Mcgowan, CFP®, who also goes by James Frederick Mcgowan, is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in King Of Prussia, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Frederick Mcgowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL PLANNING ASSOCIATION PHILADELPHIA TRI STATE; INVESTMENT RELATED; PO BOX 38 FAIRLESS HILLS, PA 19030; BOARD MEMBER AND CHAIRMAN OF THE EDUCATION COMMITTEE; START DATE OF RELATIONSHIP: JANUARY 2016; 15 HOURS/MONTH; 8 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Frederick Mcgowan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 9, 2024 - Present

APOLLON FINANCIAL, LLC

Office #1: 840 First Avenue Suite 350, King Of Prussia, PA 19406

RIA

CRD#: 321217

King Of Prussia, PA

Past

September 18, 2014 - May 16, 2024

THE MARSHALL FINANCIAL GROUP, INC

RIA

CRD#: 110935

DOYLESTOWN, PA

Past

May 8, 2006 - November 16, 2007

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

Past

July 9, 2003 - April 26, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

September 30, 2002 - December 19, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

August 21, 2002 - October 8, 2002

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/9/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/20/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James F. Mcgowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Frederick Mcgowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

APOLLON FINANCIAL, LLC

THE MARSHALL FINANCIAL GROUP, INC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

VANGUARD MARKETING CORPORATION

NEW ENGLAND SECURITIES

WADDELL & REED

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/2002

Series 6

Date: 8/20/2002

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

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