DA
Dedrick L. Adell
PARK AVENUE SECURITIES LLC
PROSPER, TX 75078
Some features on this profile are disabled
CRD#: 4527847
DA
Professional summary
Dedrick L Adell, AIF®, who also goes by Dedrick L. Adell, Dedrick Lawarren Adell, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Prosper, Texas.
Dedrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Dedrick has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dedrick L. Adell | Dedrick Lawarren Adell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FRIENDSHIP BAPTIST CHURCH OF THE COLONY-CONDUCT MINISTRY ACTIVITIES AT THE LOCAL CHURCH,
Start date: 04/15/2022,
Address: 4396 MAIN STREET, THE COLONY TX 75056
10 total hours per month and 0 during securities trading hours,
Not investment related,
No annual compensation;
2) HOLISTIQ TAX PLANNERS, LLC,
Start date: 04/15/2022,
Address: 7460 Warren Parkway, Suite 100 Frisco, Texas 75034,
10 total hours per month; 3 hours during securities trading hours,
Not Investment related,
More than 10% annual compensation;
3. HOLISTIQ PLANNING, LLC-DBA,
Start date: 11/04/2024,
Address: 2611 Internet Blvd, Suite 110, Frisco, TX 75034,
80 total hours per month; 60 hours during securities trading hours,
Investment related,
More than 10% annual compensation;
4) Board of Trustee Member-As a member of the Trustee Board, I will conduct and be responsible for all of the business affairs of The Friendship Baptist Church of The Colony.
Start date: 04/08/2024,
Address: 4396 Main Street, The Colony, TX 75056,
2 total hours per month; 0 during securities trading hours,
Not investment related,
No annual compensation;
5) Holistiq Insurance Solutions LLC-Property and Casualty Agent,
Start date: 07/14/2025,
Address: 190 E. Preston Road, Suite 328 Prosper TX 75078,
5 total hours per month; 2 during securities trading hours,
Investment related,
Less than 10% annual compensation;
CRS (Client Relationship Summary) - RIA
Click below to view Dedrick L Adell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dedrick L Adell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 1, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 130 N. Preston Road, #533, Prosper, TX 75078RIA
BD
CRD#: 46173
PROSPER, TX
Current
May 18, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 130 N. Preston Road, #533, Prosper, TX 75078RIA
BD
CRD#: 46173
PROSPER, TX
Past
September 23, 2021 - May 2, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Dallas, TX
Past
July 3, 2019 - March 26, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVING, TX
Past
June 2, 2017 - July 2, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Dallas, TX
Past
March 24, 2014 - May 11, 2017
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FRISCO, TX
Past
April 4, 2012 - September 6, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
THE WOODLANDS, TX
Past
October 14, 2010 - April 23, 2012
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
KANSAS CITY, MO
Past
December 8, 2009 - September 30, 2010
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
June 23, 2008 - December 2, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/13/2023)
IAR
Arkansas(10/8/2024)
RR
Florida(6/13/2022)
IAR
Florida(10/14/2024)
RR
Kansas(6/20/2022)
IAR
Kansas(9/27/2024)
RR
Louisiana(6/10/2022)
RR
Massachusetts(7/2/2024)
IAR
Massachusetts(10/9/2025)
RR
Mississippi(5/1/2024)
RR
Missouri(5/6/2024)
RR
Ohio(5/1/2024)
RR
Oklahoma(12/12/2022)
IAR
Oklahoma(9/18/2024)
RR
Texas(5/19/2022)
IAR
Texas(8/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
