Benjamin Rainey
Professional summary
Benjamin Rainey, who also goes by Ben Ward Rainey, Benjamin Ward Rainey, Ben Rainey, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2002. Benjamin has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Rainey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 17, 2020 - February 18, 2025
KESTRA INVESTMENT SERVICES, LLC
March 29, 2006 - August 20, 2007
GENEOS WEALTH MANAGEMENT, INC.
March 29, 2006 - August 20, 2007
GENEOS WEALTH MANAGEMENT, INC.
October 5, 2004 - March 7, 2006
KESTRA INVESTMENT SERVICES, LLC
October 5, 2004 - March 7, 2006
KESTRA INVESTMENT SERVICES, LLC
October 15, 2003 - August 4, 2004
COUNTRY TRUST BANK
July 8, 2002 - August 4, 2004
COUNTRY CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2025)
(2/18/2025)
(2/18/2025)
(2/18/2025)
(3/25/2025)
(8/26/2025)
(2/18/2025)
Exams
Series 6TO
Date: 9/17/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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